Filing Details

Accession Number:
0001209191-12-059775
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-31 17:08:28
Reporting Period:
2012-12-27
Filing Date:
2012-12-31
Accepted Time:
2012-12-31 17:08:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
914024 Shaw Group Inc SHAW Miscellaneous Fabricated Metal Products (3490) 721106167
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1064343 W David Hoyle 316 S. Marietta Street
Gastonia NC 28052
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-27 1,500 $13.94 54,989 No 4 M Direct
Common Stock Acquisiton 2012-12-27 1,500 $11.54 56,489 No 4 M Direct
Common Stock Acquisiton 2012-12-27 1,500 $16.11 57,989 No 4 M Direct
Common Stock Acquisiton 2012-12-27 828 $35.10 58,817 No 4 M Direct
Common Stock Acquisiton 2012-12-27 1,069 $35.10 59,886 No 4 M Direct
Common Stock Acquisiton 2012-12-27 1,109 $33.83 60,995 No 4 M Direct
Common Stock Acquisiton 2012-12-27 2,405 $29.39 63,400 No 4 M Direct
Common Stock Acquisiton 2012-12-27 2,094 $30.17 65,494 No 4 M Direct
Common Stock Acquisiton 2012-12-27 686 $38.59 66,180 No 4 M Direct
Common Stock Disposition 2012-12-27 14,512 $46.25 51,668 No 4 S Direct
Common Stock Disposition 2012-12-27 10,000 $46.29 41,668 No 4 S Direct
Common Stock Disposition 2012-12-27 10,000 $46.35 31,668 No 4 S Direct
Common Stock Disposition 2012-12-27 10,496 $46.40 21,172 No 4 S Direct
Common Stock Disposition 2012-12-27 2,250 $46.25 0 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-12-27 1,500 $0.00 1,500 $13.94
Common Stock Stock Option (Right to Buy) Disposition 2012-12-27 1,500 $0.00 1,500 $11.54
Common Stock Stock Option (Right to Buy) Disposition 2012-12-27 1,500 $0.00 1,500 $16.11
Common Stock Stock Option (Right to Buy) Disposition 2012-12-27 828 $0.00 828 $35.10
Common Stock Stock Option (Right to Buy) Disposition 2012-12-27 1,069 $0.00 1,069 $35.10
Common Stock Stock Option (Right to Buy) Disposition 2012-12-27 1,109 $0.00 1,109 $33.83
Common Stock Stock Option (Right to Buy) Disposition 2012-12-27 2,405 $0.00 2,405 $29.39
Common Stock Stock Option (Right to Buy) Disposition 2012-12-27 2,094 $0.00 2,094 $30.17
Common Stock Stock Option (Right to Buy) Disposition 2012-12-27 686 $0.00 686 $38.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-01-24 2013-01-24 No 4 M Direct
0 2005-02-02 2014-02-02 No 4 M Direct
0 2006-01-24 2015-01-24 No 4 M Direct
0 2007-01-27 2016-01-27 No 4 M Direct
10 2007-01-27 2016-01-27 No 4 M Direct
0 2008-01-30 2017-01-30 No 4 M Direct
0 2010-01-28 2019-01-28 No 4 M Direct
0 2011-01-27 2020-01-27 No 4 M Direct
1,374 2012-01-18 2021-01-18 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $55.57 2009-01-29 2018-01-29 1,922 1,922 Direct
Common Stock Restricted Stock Units $0.00 2011-01-27 489 489 Direct
Common Stock Restricted Stock Units $0.00 2012-01-18 944 944 Direct
Common Stock Restricted Stock Units $0.00 2013-01-25 3,713 3,713 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-01-29 1,922 1,922 Direct
489 489 Direct
944 944 Direct
3,713 3,713 Direct
Footnotes
  1. The options vested in four (4) equal annual installment of 25% each commencing on January 24, 2004.
  2. The options vested in four (4) equal annual installment of 25% each commencing on February 2, 2005.
  3. The options vested in four (4) equal annual installment of 25% each commencing on January 24, 2006.
  4. The options vested in four (4) equal annual installment of 25% each commencing on January 27, 2007.
  5. The options vested in four (4) equal annual installment of 25% each commencing on January 30, 2008.
  6. The options vested in four (4) equal annual installment of 25% each commencing on January 28, 2010.
  7. The options vested in four (4) equal annual installment of 25% each commencing on January 27, 2011.
  8. The options vest in three (3) equal annual installments beginning on the date indicated in this column.
  9. Each restricted stock unit represents a contingent right to receive, at the Issuer's discretion, either one share of the Issuer's no par value common stock or receive a cash payment equal to the fair market value per share of the Issuer's no par value common stock on the vesting date multiplied by the number of restricted stock units that become vested on the vesting date or a combination of both.
  10. The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column.
  11. The restricted stock units do not have an expiration date.