Filing Details
- Accession Number:
- 0001181431-12-067625
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-31 16:19:20
- Reporting Period:
- 2012-12-27
- Filing Date:
- 2012-12-31
- Accepted Time:
- 2012-12-31 16:19:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 937556 | Masimo Corp | MASI | Electromedical & Electrotherapeutic Apparatus (3845) | 330368882 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403400 | Yongsam Lee | C/O Masimo Corporation, 40 Parker Irvine CA 92618 | Evp, Cio, Regulatory Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-12-27 | 46,000 | $20.19 | 24,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-28 | 6,540 | $2.75 | 30,540 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-31 | 38,460 | $2.75 | 69,000 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2012-12-28 | 6,540 | $0.00 | 6,540 | $2.75 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2012-12-31 | 13,080 | $0.00 | 13,080 | $2.75 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2012-12-31 | 25,380 | $0.00 | 25,380 | $2.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,080 | 2008-01-23 | 2013-01-23 | No | 4 | M | Direct |
| 0 | 2008-01-23 | 2013-01-23 | No | 4 | M | Direct |
| 0 | 2008-07-14 | 2013-07-14 | No | 4 | M | Direct |
Footnotes
- The 46,000 shares disposed of have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 12, 2012, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
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