Filing Details
- Accession Number:
- 0001213184-12-000070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-31 09:55:28
- Reporting Period:
- 2012-12-27
- Filing Date:
- 2012-12-31
- Accepted Time:
- 2012-12-31 09:55:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 225263 | Newport Corp | NEWP | Laboratory Apparatus & Furniture (3821) | 940849175 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213192 | J Gary Spiegel | 1791 Deere Avenue Irvine CA 92606 | Svp, Sales, Mktg & Bus Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-27 | 738 | $11.27 | 58,272 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-27 | 738 | $13.00 | 57,534 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-28 | 25,162 | $11.27 | 82,696 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-28 | 7,819 | $11.27 | 90,515 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-28 | 32,981 | $13.00 | 57,534 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-27 | 738 | $0.00 | 738 | $11.27 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-28 | 25,162 | $0.00 | 25,162 | $11.27 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-12-28 | 7,819 | $0.00 | 7,819 | $11.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,162 | 2013-02-23 | No | 4 | M | Direct | |
| 0 | 2013-02-23 | No | 4 | M | Direct | |
| 1,581 | 2013-02-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,028 | Indirect | Held in family trust |
Footnotes
- Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on November 13, 2012.
- Shares are held by reporting person and his spouse as trustees of a family trust.
- Option became fully vested on February 24, 2007.
Billionaire Hedge Funds
