Filing Details
- Accession Number:
- 0000921895-12-002389
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-28 17:23:36
- Reporting Period:
- 2012-12-26
- Filing Date:
- 2012-12-28
- Accepted Time:
- 2012-12-28 17:23:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1309082 | Lucas Energy Inc. | LEI | Crude Petroleum & Natural Gas (1311) | 980417780 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558541 | Young Capital Partners, Lp | 2800 Neilson Way No. 503 Santa Monica CA 90405 | No | No | No | Yes | |
| 1558542 | Young Capital Management, Llc | 2800 Neilson Way No. 503 Santa Monica CA 90405 | No | No | No | Yes | |
| 1558543 | D Joshua Young | 2800 Neilson Way No. 503 Santa Monica CA 90405 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2012-12-26 | 333,851 | $1.36 | 3,620,797 | No | 4 | P | Indirect | By Meson Capital Constructive Partners L.P. |
| Common Stock, $0.001 Par Value | Acquisiton | 2012-12-27 | 121,348 | $1.40 | 3,742,145 | No | 4 | P | Indirect | By Meson Capital Constructive Partners L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Meson Capital Constructive Partners L.P. |
| No | 4 | P | Indirect | By Meson Capital Constructive Partners L.P. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 196,666 | Indirect | By Young Capital Partners, LP |
Footnotes
- This Form 4 is filed jointly by Young Capital Partners, LP ("Young LP"), Young Capital Management, LLC ("Young LLC") and Joshua D. Young. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- Securities owned directly by Meson Capital Constructive Partners L.P. ("Meson Constructive"). Young LLC is entitled to receive a portion of the incentive allocation earned by Meson Capital Partners LLC in its capacity as the general partner of Meson Constructive.
- Securities owned directly by Young LP, and owned indirectly by Young LLC by virtue of it being the general partner of Young LP and by Joshua D. Young by virtue of his position as managing member of Young LLC.
Billionaire Hedge Funds
