Filing Details
- Accession Number:
- 0001209191-12-059663
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-28 16:29:02
- Reporting Period:
- 2012-12-26
- Filing Date:
- 2012-12-28
- Accepted Time:
- 2012-12-28 16:29:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1359561 | Justine Lien | C/O Avago Technologies U.s. Inc. 350 West Trimble Road San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2012-12-26 | 10,000 | $10.68 | 12,543 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2012-12-26 | 10,000 | $31.22 | 2,543 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2012-12-26 | 10,000 | $0.00 | 10,000 | $10.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2013-07-30 | No | 4 | M | Direct |
Footnotes
- Transaction executed in multiple trades at prices ranging from $31.21 to $31.26 per share. The price reported in column 4 above reflects the weighted avareage sale price. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Afer completion of the transaction reported on this Form 4, 10,000 shares subject to this option will be fully vested and exercisable, while the remaining 10,000 shares subject to this option will vest on June 3, 2013.