Filing Details
- Accession Number:
- 0001225208-12-026180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-28 12:19:33
- Reporting Period:
- 2012-12-26
- Filing Date:
- 2012-12-28
- Accepted Time:
- 2012-12-28 12:19:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1003201 | Municipal Mortgage & Equity Llc | MMAB | Real Estate (6500) | 521449733 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201763 | A Gary Mentesana | 621 E Pratt Street Suite 600 Baltimore MD 21202 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2012-12-26 | 100,000 | $0.35 | 373,918 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common | Options to purchase common shares | $0.27 | 2010-01-07 | 2020-01-07 | 350,000 | 350,000 | Direct |
| Common | Options to purchase common shares | $0.36 | 2012-03-29 | 2022-03-29 | 500,000 | 500,000 | Direct |
| Common | Options to purchase common shares | $26.50 | 2006-04-07 | 2016-04-07 | 62,112 | 62,112 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-01-07 | 350,000 | 350,000 | Direct |
| 2022-03-29 | 500,000 | 500,000 | Direct |
| 2016-04-07 | 62,112 | 62,112 | Direct |
Footnotes
- The first 350,000 options vest in four equal installments on the anniversary of the grant date with the remaining dates being March 29, 2013, 2014, and 2015. The remaining 150,000 options vest in five equal installments (30,000 each) upon the attainment of increases in the price of the Company's common shares as follows: $1.00, $1.50, $2.00, $2.50 and $3.00.
Billionaire Hedge Funds
