Filing Details
- Accession Number:
- 0001209191-12-059403
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-26 21:49:14
- Reporting Period:
- 2012-12-21
- Filing Date:
- 2012-12-26
- Accepted Time:
- 2012-12-26 21:49:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380393 | Fortress Investment Group Llc | FIG | Investment Advice (6282) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1124462 | I Robert Kauffman | C/O Fortress Investment Group Llc 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | President-Europe And Director | Yes | Yes | Yes | No |
1389180 | Aldel Llc | C/O Fortress Investment Group Llc 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Disposition | 2012-12-21 | 2,082,684 | $3.50 | 0 | No | 4 | S | Indirect | By Aldel LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Aldel LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Shares | Fortress Operating Group Units | Disposition | 2012-12-21 | 49,189,480 | $3.50 | 49,189,480 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | S | Indirect |
Footnotes
- The $3.50 unit price of each Fortress Operating Group Unit is comprised of (i) $2.45 per Fortress Operating Entity I LP Class B Common Unit, (ii) $0.0175 per FOE II (New) LP Class B Common Unit and (iii) $1.0325 per Principal Holdings I LP Class B Common Unit.
- The Reporting Person is the sole member of the limited liability company, and disclaims beneficial ownership of the Class A shares held by the limited liability company, except to the extent of his pecuniary interest therein.
- A "Fortress Operating Group Unit" represents one limited partner interest in each of Fortress Operating Entity I LP, FOE II (New) LP and Principal Holdings I LP. The Reporting Person has the right, exercisable from time to time, to exchange each Fortress Operating Group Unit for one Class A share of the Company; provided, that one Class B share of the Company (which has no economic interest in the Company) is concurrently delivered to the Company for cancellation. The Reporting Person owns Class B shares in the same amount as the Reporting Person's Fortress Operating Group Units. Such shares represent no economic interest in the Company and are not separately reported herein. The Fortress Operating Group Units have no expiration date.