Filing Details

Accession Number:
0000909143-12-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-26 18:22:50
Reporting Period:
2012-12-21
Filing Date:
2012-12-26
Accepted Time:
2012-12-26 18:22:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766701 Capstead Mortgage Corp CMO Real Estate Investment Trusts (6798) 752027937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1227799 M Paul Low 8401 N. Central Expressway
Suite 800
Dallas TX 75225
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-21 1,000 $12.01 24,533 No 4 S Direct
Common Stock Disposition 2012-12-21 2,400 $12.02 22,133 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Disposition 2012-12-21 613 $14.45 367 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2012-12-21 387 $14.37 231 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,387 No 4 S Direct
24,000 No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series B Convertible Preferred Stock $0.00 221 380 Indirect
Common Stock Nonqualified Director Stock Option (right to buy) $10.58 2008-04-15 2017-05-07 5,000 5,000 Direct
Common Stock Nonqualified Director Stock Option (right to buy) $11.69 2010-04-15 2019-04-30 5,000 5,000 Direct
Common Stock Nonqualified Director Stock Option (right to buy) $12.87 2009-04-15 2018-05-05 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
221 380 Indirect
2017-05-07 5,000 5,000 Direct
2019-04-30 5,000 5,000 Direct
2018-05-05 5,000 5,000 Direct
Footnotes
  1. The Capstead $1.26 Cumulative Convertible Preferred Stock, Series B, is traded on the New York Stock exchange under the symbol CMOPRB. The preferred stock is perpetual and is convertible into the Capstead common stock at any time at the stockholder's option. The preferred stock is callable at the option of the company at $12.50 per share and an exercise date and price are not applicable.
  2. The shares are held in a trust for the benefit of the Reporting Person's grandson. The Reporting Person is co-trustee and has investment control over the trust.