Filing Details
- Accession Number:
- 0001144354-12-000201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-26 17:54:37
- Reporting Period:
- 2012-12-22
- Filing Date:
- 2012-12-26
- Accepted Time:
- 2012-12-26 17:54:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1144354 | Heartland Payment Systems Inc | HPY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518371 | Maria Rueda | C/O Heartland Payment Systems, Inc. 90 Nassau Street Princeton NJ 08542 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-12-22 | 1,592 | $0.00 | 6,369 | No | 4 | J | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-12-24 | 525 | $29.40 | 5,844 | No | 4 | F | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-12-26 | 1,067 | $29.44 | 4,777 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares acquired upon vesting of restricted stock units granted to the Reporting Person on December 22, 2011 and reported on a Form 4 filed on December 23, 2011.
- The Reporting Person reported all restricted stock units granted to the Reporting Person on December 22, 2011 in Table I of the Form 4 filed on December 23, 2011. As such, no adjustment to the Reporting Person's beneficial ownership needs to be made to reflect this vesting event.
- Shares were withheld from the Reporting Person, in an exempt transaction under Rule 16b-3, solely to satisfy tax obligations arising from the vesting of the restricted stock described in this Form 4.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 10, 2012.
- This price is the weighted average price of the 1,067 shares sold. The prices actually paid for the shares of the Common Stock of Heartland Payment Systems, Inc. (the "Issuer") sold ranged from $29.39 to $29.46. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.