Filing Details
- Accession Number:
- 0001285617-12-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-26 16:52:45
- Reporting Period:
- 2012-12-21
- Filing Date:
- 2012-12-26
- Accepted Time:
- 2012-12-26 16:52:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1285617 | James Frodsham | C/O Ciena Corporation 1201 Winterson Road Linthicum, MD 21090 | Sr. Vp, Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-21 | 1,458 | $15.23 | 190,901 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-21 | 1,543 | $15.23 | 189,358 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-21 | 1,015 | $15.24 | 188,343 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-21 | 4,445 | $0.00 | 192,788 | No | 4 | A | Direct | |
Common Stock | Disposition | 2012-12-21 | 5,244 | $15.23 | 187,544 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2009. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2009.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2010.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011.
- Reflects additional shares earned, as determined by the Compensation Committee, pursuant to Performance Stock Units (PSUs) granted December 14, 2010.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2010. Acquisition of the PSU was previously reported in Table 1 of reporting person's Form 4 in December 2010.
- Shares reported include unvested Restricted Stock Units (RSUs).