Filing Details

Accession Number:
0001177261-12-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-26 16:50:59
Reporting Period:
2012-12-21
Filing Date:
2012-12-26
Accepted Time:
2012-12-26 16:50:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
936395 Ciena Corp CIEN Telephone & Telegraph Apparatus (3661) 232725311
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1177261 B Stephen Alexander C/O Ciena Corporation
1201 Winterson Road
Linthicum, MD 21090
Sr Vp Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-21 1,380 $15.24 205,037 No 4 S Direct
Common Stock Disposition 2012-12-21 1,169 $15.24 203,868 No 4 S Direct
Common Stock Disposition 2012-12-21 769 $15.23 203,099 No 4 S Direct
Common Stock Acquisiton 2012-12-21 4,445 $0.00 207,544 No 4 A Direct
Common Stock Disposition 2012-12-21 3,971 $15.23 203,573 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 A Direct
No 4 S Direct
Footnotes
  1. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2009. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2009.
  2. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2010.
  3. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011.
  4. Reflects additional shares earned, as determined by the Compensation Committee, pursuant to Performance Stock Units (PSUs) granted December 14, 2010.
  5. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2010. Acquisition of the PSU was previously reported in Table 1 of reporting person's Form 4 in December 2010.
  6. Shares reported include unvested Restricted Stock Units (RSUs).