Filing Details

Accession Number:
0001127602-12-034989
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-26 15:05:20
Reporting Period:
2012-12-21
Filing Date:
2012-12-26
Accepted Time:
2012-12-26 15:05:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
714530 Newbridge Bancorp NBBC State Commercial Banks (6022) 561348147
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325172 Cunningham Robert Clark 2815 Country Club Road
Winston Salem NC 27104
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-21 79 $4.58 5,805 No 4 P Indirect Deferred Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Deferred Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,124 Direct
Common Stock 375 Indirect By Daughter Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series B Preferred Stock $4.40 1,931 85 Direct
Common Stock Series B Preferred Stock $4.40 818 36 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1,931 85 Direct
818 36 Indirect
Footnotes
  1. Series B Mandatorily Convertible Adjustable Rate Cumulative Perpetual Preferred Stock
  2. Subject to shareholder approval of the conversion and certain related matters, each share of Series B Preferred Stock, having a liquidation preference of $100 per share, will convert into approximately 22.73 shares of common stock, i.e. $100/$4.40.
  3. The Series B Preferred Stock is convertible into common stock upon shareholder approval of the conversion and certain related matters, in accordance with the Articles of Amendment to the Company's Articles of Incorporation.
  4. The Series B Preferred Stock is perpetual, and thus has no expiration date.