Filing Details
- Accession Number:
- 0001127602-12-034989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-26 15:05:20
- Reporting Period:
- 2012-12-21
- Filing Date:
- 2012-12-26
- Accepted Time:
- 2012-12-26 15:05:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
714530 | Newbridge Bancorp | NBBC | State Commercial Banks (6022) | 561348147 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325172 | Cunningham Robert Clark | 2815 Country Club Road Winston Salem NC 27104 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-21 | 79 | $4.58 | 5,805 | No | 4 | P | Indirect | Deferred Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Deferred Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,124 | Direct | |
Common Stock | 375 | Indirect | By Daughter Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | $4.40 | 1,931 | 85 | Direct | ||
Common Stock | Series B Preferred Stock | $4.40 | 818 | 36 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,931 | 85 | Direct | |
818 | 36 | Indirect |
Footnotes
- Series B Mandatorily Convertible Adjustable Rate Cumulative Perpetual Preferred Stock
- Subject to shareholder approval of the conversion and certain related matters, each share of Series B Preferred Stock, having a liquidation preference of $100 per share, will convert into approximately 22.73 shares of common stock, i.e. $100/$4.40.
- The Series B Preferred Stock is convertible into common stock upon shareholder approval of the conversion and certain related matters, in accordance with the Articles of Amendment to the Company's Articles of Incorporation.
- The Series B Preferred Stock is perpetual, and thus has no expiration date.