Filing Details
- Accession Number:
- 0001248001-12-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-26 14:58:36
- Reporting Period:
- 2012-12-24
- Filing Date:
- 2012-12-26
- Accepted Time:
- 2012-12-26 14:58:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
895422 | Boulder Total Return Fund Inc | BTF | () | 954405635 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1246903 | R Stewart Horejsi | 200 South Santa Fe Salina KS 67401 | No | No | Yes | No | |
1248001 | Trust Horejsi S John | 1029 West 3Rd Avenue, Suite 400 Anchorage AK 99503 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-24 | 53,080 | $18.11 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The Shares reported in Item 4 were sold at the closing market price of the Fund's stock on December 21, 2012 through a privately negotiated transaction between Trusts affiliated with the Horejsi family.
- The trustee of the John S. Horejsi Trust (the "John Trust") is Alaska Trust Company ("Alaska Trust"). Such trustee may be deemed to control the John Trust and may be deemed to possess indirect beneficial ownership of the Shares held by the John Trust. However, Alaska Trust does not vote or exercise dispositive authority over Shares held by the John Trust. Accordingly, Alaska Trust disclaims beneficial ownership of the Shares beneficially owned, directly or indirectly, by the John Trust.As a result of his advisory role with the John Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the John Trust. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the John Trust.
- These transactions did not result in a change to the Horejsi Trust's aggregate ownership. Trusts and entities affiliated with the John Trust, including the Lola Brown Trust No. 1B, the Ernest Horejsi Trust No. 1B, the Susan L. Ciciora Trust, the Evergreen Trust, the Stewart West Indies Trust, and Evergreen Atlantic LLC, own an aggregate of 5,200,661 Shares of the Fund following these transactions.