Filing Details
- Accession Number:
- 0000851169-12-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-26 10:06:23
- Reporting Period:
- 2012-12-19
- Filing Date:
- 2012-12-26
- Accepted Time:
- 2012-12-26 10:06:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
851169 | Helios Total Return Fund Inc | HTR | () | 132529369 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1242538 | L Rodman Drake | C/O Brookfield Investment Mgmt Inc. 3 Wfc, 200 Vesey Street New York NY 10281-1010 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-19 | 20 | $23.46 | 9,122 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Direct OwnershipRoth IRA = 2,178.577Profit Sharing Account = 5,418.270Indirect OwnershipPhilip Drake Trust = 762.3906Stephen Drake Trust = 762.3906Total Shares - Direct and Indirect Ownership = 9,121.6282