Filing Details
- Accession Number:
- 0001209191-12-059232
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-26 09:49:23
- Reporting Period:
- 2012-12-20
- Filing Date:
- 2012-12-26
- Accepted Time:
- 2012-12-26 09:49:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 77597 | Spartech Corp | SEH | Miscellaneous Plastics Products (3080) | 430761773 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181629 | M Victoria Holt | C/O Spartech Corporation 120 S. Central Avenue, Suite 1700 Clayton MO 63105 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-20 | 110,000 | $6.98 | 400,259 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-20 | 95,901 | $8.98 | 304,358 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2012-12-20 | 114,286 | $4.40 | 418,644 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-20 | 80,741 | $8.98 | 337,903 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-12-20 | 47,000 | $8.98 | 290,903 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2012-12-20 | 110,000 | $0.00 | 110,000 | $6.98 |
| Common Stock | Stock Appreciation Right | Disposition | 2012-12-20 | 114,286 | $0.00 | 114,286 | $4.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 111,169 | 2012-10-23 | 2020-09-12 | No | 4 | M | Direct |
| 0 | 2012-10-23 | 2021-12-14 | No | 4 | M | Direct |
Footnotes
- The stock appreciation rights immediately vested upon approval of the merger with PolyOne by Spartech's Board of Directors on October 23, 2012.
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