Filing Details
- Accession Number:
- 0001534158-12-000234
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-26 09:43:05
- Reporting Period:
- 2012-12-20
- Filing Date:
- 2012-12-26
- Accepted Time:
- 2012-12-26 09:43:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229313 | D Stephen Newlin | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-19 | 12,000 | $0.00 | 424,004 | No | 5 | G | Direct | |
Common Stock | Disposition | 2012-11-20 | 135,725 | $0.00 | 288,279 | No | 5 | G | Direct | |
Common Stock | Disposition | 2012-12-18 | 50,000 | $0.00 | 238,279 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2012-12-18 | 50,000 | $0.00 | 50,000 | No | 5 | G | Indirect | by Trust |
Common Stock | Disposition | 2012-12-20 | 7,500 | $20.23 | 42,500 | No | 4 | S | Indirect | by Trust |
Common Stock | Disposition | 2012-12-21 | 2,500 | $20.00 | 40,000 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Footnotes
- The shares were gifted to a Charitable Remainder Trust of which Mr. Newlin is the trustee and sole non-charitable beneficiary.
- The sale price is a weighted average for the sale transactions. The sale prices range from a low of $20.22 per share to a high of $20.24 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.