Filing Details
- Accession Number:
- 0001318148-12-001958
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-26 07:52:20
- Reporting Period:
- 2012-04-30
- Filing Date:
- 2012-12-26
- Accepted Time:
- 2012-12-26 07:52:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056288 | Federated Investors Inc | FII | Investment Advice (6282) | 251111467 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1061438 | R Thomas Donahue | 5800 Corporate Drive Pittsburgh PA 15237-7000 | Vp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Disposition | 2012-04-30 | 57,360 | $0.00 | 82,755 | No | 5 | G | Indirect | Held indirectly by Comax Partners Limited Partnership |
Class B Common Stock | Disposition | 2012-12-20 | 120,000 | $20.49 | 885,550 | No | 4 | S | Indirect | Held indirectly by MaxFund Partners, L.P. |
Class B Common Stock | Disposition | 2012-12-21 | 120,000 | $20.09 | 765,550 | No | 4 | S | Indirect | Held indirectly by MaxFund Partners, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Held indirectly by Comax Partners Limited Partnership |
No | 4 | S | Indirect | Held indirectly by MaxFund Partners, L.P. |
No | 4 | S | Indirect | Held indirectly by MaxFund Partners, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 649,703 | Direct | |
Class B Common Stock | 72 | Indirect | Held indirectly by 401(k) Plan |
Class B Common Stock | 4,409 | Indirect | Held indirectly by spouse |
Class B Common Stock | 82 | Indirect | Held indirectly by AWOL, Inc. |
Class B Common Stock | 283,636 | Indirect | Held indirectly by Beechwood Company, L.P. |
Class B Common Stock | 303,220 | Indirect | Held indirectly by power of attorney |
Class B Common Stock | 224,074 | Indirect | Held indirectly by J. Christopher Donahue as Custodian for minor children |
Footnotes
- The reported securities are held by Comax Partners Limited Partnership, a family partnership in which the reporting person holds a minority interest. On April 30, 2012, the reporting person gifted an interest in Comax Partners to two of his children who share his household. The value of the interest in Comax Partners that was gifted is equal to 57,360 shares of the issuer. This transaction did not involve any public sale of shares.
- The FII Class B Common Stock shares reported represent Mr. Donahue's proportional beneficial interest in the shares held by Comax Partners.
- The price reported in Column 4 is a weighted average price. These shares were sold in six hundred and seventeen transactions at prices ranging from $20.4400 to $20.5300 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in 1,088 transactions at prices ranging from $20.005 to $20.21 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported securities are held by Maxfund Partners, L.P., a limited partnership of which the reporting person and his wife are the sole sharesholders of the general partner. The reporting person disclaims beneficial ownership of the FII Class B Common Stock held by Maxfund Partners, L.P. except to the extent of his pecuniary interest therein.