Filing Details

Accession Number:
0001318148-12-001958
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-26 07:52:20
Reporting Period:
2012-04-30
Filing Date:
2012-12-26
Accepted Time:
2012-12-26 07:52:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056288 Federated Investors Inc FII Investment Advice (6282) 251111467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1061438 R Thomas Donahue 5800 Corporate Drive
Pittsburgh PA 15237-7000
Vp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2012-04-30 57,360 $0.00 82,755 No 5 G Indirect Held indirectly by Comax Partners Limited Partnership
Class B Common Stock Disposition 2012-12-20 120,000 $20.49 885,550 No 4 S Indirect Held indirectly by MaxFund Partners, L.P.
Class B Common Stock Disposition 2012-12-21 120,000 $20.09 765,550 No 4 S Indirect Held indirectly by MaxFund Partners, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Held indirectly by Comax Partners Limited Partnership
No 4 S Indirect Held indirectly by MaxFund Partners, L.P.
No 4 S Indirect Held indirectly by MaxFund Partners, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 649,703 Direct
Class B Common Stock 72 Indirect Held indirectly by 401(k) Plan
Class B Common Stock 4,409 Indirect Held indirectly by spouse
Class B Common Stock 82 Indirect Held indirectly by AWOL, Inc.
Class B Common Stock 283,636 Indirect Held indirectly by Beechwood Company, L.P.
Class B Common Stock 303,220 Indirect Held indirectly by power of attorney
Class B Common Stock 224,074 Indirect Held indirectly by J. Christopher Donahue as Custodian for minor children
Footnotes
  1. The reported securities are held by Comax Partners Limited Partnership, a family partnership in which the reporting person holds a minority interest. On April 30, 2012, the reporting person gifted an interest in Comax Partners to two of his children who share his household. The value of the interest in Comax Partners that was gifted is equal to 57,360 shares of the issuer. This transaction did not involve any public sale of shares.
  2. The FII Class B Common Stock shares reported represent Mr. Donahue's proportional beneficial interest in the shares held by Comax Partners.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in six hundred and seventeen transactions at prices ranging from $20.4400 to $20.5300 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in 1,088 transactions at prices ranging from $20.005 to $20.21 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The reported securities are held by Maxfund Partners, L.P., a limited partnership of which the reporting person and his wife are the sole sharesholders of the general partner. The reporting person disclaims beneficial ownership of the FII Class B Common Stock held by Maxfund Partners, L.P. except to the extent of his pecuniary interest therein.