Filing Details
- Accession Number:
- 0001171843-12-004597
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-21 21:42:29
- Reporting Period:
- 2012-12-19
- Filing Date:
- 2012-12-21
- Accepted Time:
- 2012-12-21 21:42:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311486 | Global Geophysical Services Inc | GGS | Oil & Gas Field Exploration Services (1382) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1480712 | M Jeff Howell | C/O Global Geophysical Services, Inc. 13927 South Gessner Road Missouri City TX 77489 | Vp, Hseq | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-06-29 | 377 | $5.20 | 140,830 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2012-09-28 | 423 | $4.68 | 141,253 | No | 4 | J | Direct | |
Common Stock | Disposition | 2012-12-19 | 9,914 | $4.00 | 131,339 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-20 | 86 | $4.00 | 131,253 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 140,453 | Direct |
Footnotes
- (1) These shares were acquired under the issuer's Employee Stock Purchase Plan (ESPP), a plan qualified under Section 423 of the Internal Revenue Code, based on the quaterly report for Q2, 2012. The ESPP shares were purchased following the reporting person's last Section 16 filing. This transaction is exempt under Rule 16b-3(c).
- (2) These shares were acquired under the issuer's Employee Stock Purchase Plan (ESPP), a plan qualified under Section 423 of the Internal Revenue Code, based on the quaterly report for Q3, 2012. The ESPP shares were purchased following the reporting person's last Section 16 filing. This transaction is exempt under Rule 16b-3(c).