Home > Insider Trading > Filing (0001213900-12-006962)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1527349	Chart Acquisition Corp.	CACGU	Blank Checks (6770)	452853218

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1035157	Jr R Joseph Wright	C/O The Chart Group L.p. 75 Rockefeller Plaza, 14Th Floor New York, NY 10019	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-11-01	12,500	$0.00	237,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Acquisiton	2012-11-01	12,500	$0.00	0	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,500			No	4	P	Direct

Footnotes

Reported securities acquired pursuant to that certain Second Amended and Restated Unit Subscription Agreement dated as of November 1, 2012 by and among the reporting person and the Issuer.
The reported securities are included within 12,500 Units purchased by the reporting person for $10.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock.Such shares and warrants, respectively, are identical to the shares of Common Stock and warrants, respectively, included in the units sold in the Issuer's initial public offering ("IPO"), except for those differences set forth in the Issuer's IPO prospectus filed with the Commission on December 14, 2012. Such shares and warrants, respectively, are also subject to certain transfer restrictions. Such warrants may be exercised for cash or on a cashless basis, and are not subject to being called for redemption.
Each warrant is exercisable to purchase one share of Common Stock at an exercise price of $11.50 during the period commencing on the later of (i) twelve (12) months from the date of the closing of the Issuer's initial public offering or (ii) 30 days following the consummation of the Company's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Issuer's Business Combination.