Filing Details
- Accession Number:
- 0001225208-12-025882
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-21 18:58:39
- Reporting Period:
- 2012-12-21
- Filing Date:
- 2012-12-21
- Accepted Time:
- 2012-12-21 18:58:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1388430 | Cai International Inc. | CAP | Services-Equipment Rental & Leasing, Nec (7359) | 943109229 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1386678 | Hiromitsu Ogawa | Steuart Tower 1 Market Plaza, Suite 900 San Francisco CA 94105 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-21 | 31,770 | $18.81 | 1,911,758 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-21 | 63,541 | $18.81 | 593,927 | No | 4 | S | Indirect | Ogawa Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | Ogawa Limited Partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 500,000 | Indirect | Betty Jean Crouch Ogawa GRAT 2011 |
Common Stock | 500,000 | Indirect | Hiromitsu Ogawa GRAT 2011 |
Common Stock | 1,859,108 | Indirect | Ogawa Family Trust dated 7/6/98 |
Footnotes
- Represents shares sold by the Reporting Person as a selling stockholder pursuant to the exercise of the underwriters' overallotment option in the issuer's underwritten public offering. The price represents the public offering price of $19.85 less the underwriters' discount.
- Reporting Person is the Trustee of the Ogawa Family Trust dated 7/6/98, which is the general partner of the Ogawa Limited Partnership.
- Reporting Person is Spouse of Trustee.
- Reporting Person is Trustee.