Filing Details
- Accession Number:
- 0001209191-12-059144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-21 18:45:09
- Reporting Period:
- 2012-12-19
- Filing Date:
- 2012-12-21
- Accepted Time:
- 2012-12-21 18:45:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1428669 | Solarwinds Inc. | SWI | Services-Prepackaged Software (7372) | 731559348 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1434100 | Donald Yonce | 32 Stonebriar Way Frisco TX 75034 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-19 | 16,344 | $54.52 | 4,305,684 | No | 4 | S | Indirect | By LP |
Common Stock | Disposition | 2012-12-19 | 1,000 | $55.27 | 4,304,684 | No | 4 | S | Indirect | By LP |
Common Stock | Disposition | 2012-12-20 | 13,230 | $54.07 | 4,291,454 | No | 4 | S | Indirect | By LP |
Common Stock | Disposition | 2012-12-21 | 200,000 | $52.00 | 4,091,454 | No | 4 | X | Indirect | By LP |
Common Stock | Disposition | 2012-12-19 | 65,374 | $54.52 | 6,649,322 | No | 4 | S | Indirect | By GRAT |
Common Stock | Disposition | 2012-12-19 | 4,000 | $55.27 | 6,645,322 | No | 4 | S | Indirect | By GRAT |
Common Stock | Disposition | 2012-12-20 | 52,921 | $54.07 | 6,592,401 | No | 4 | S | Indirect | By GRAT |
Common Stock | Disposition | 2012-12-21 | 800,000 | $52.00 | 5,792,401 | No | 4 | X | Indirect | By GRAT |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By LP |
No | 4 | S | Indirect | By LP |
No | 4 | S | Indirect | By LP |
No | 4 | X | Indirect | By LP |
No | 4 | S | Indirect | By GRAT |
No | 4 | S | Indirect | By GRAT |
No | 4 | S | Indirect | By GRAT |
No | 4 | X | Indirect | By GRAT |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Call Options (obligation to sell) | Disposition | 2012-12-21 | 8,000 | $0.00 | 800,000 | $52.00 |
Common Stock | Call Options (obligation to sell) | Disposition | 2012-12-21 | 2,000 | $0.00 | 200,000 | $52.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-12-21 | 2012-12-21 | No | 4 | X | Indirect |
0 | 2012-12-21 | 2012-12-21 | No | 4 | X | Indirect |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $54.25 to $55.12, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in the footnotes of this form.
- Securities are held by Atlantis SolarWinds, LP. Atlantis SolarWinds, LLC is the general partner of Atlantis SolarWinds, LP. The Donald Yonce Family Trust is the sole member of Atlantis SolarWinds, LLC. Mr. Yonce is the trustee of the Donald Yonce Family Trust and, by virtue of this relationship, retains a pecuniary interest in the shares held by Atlantis SolarWinds, L.P.
- This transaction was executed in multiple trades at prices ranging from $54.00 to $54.36, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in the footnotes of this form.
- Securities are held by the Donald Yonce 2007 Trust, which is a grantor retained annuity trust. Donald C. Yonce is the trustee of the Donald Yonce 2007 Trust and retains a pecuniary interest in the securities held by the Donald Yonce 2007 Trust.