Filing Details
- Accession Number:
- 0001209191-12-059140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-21 18:35:58
- Reporting Period:
- 2012-12-19
- Filing Date:
- 2012-12-21
- Accepted Time:
- 2012-12-21 18:35:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767884 | Ceres Inc. | CERE | Agricultural Production-Crops (100) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1541305 | Trust Ambergate | C/O Ceres, Inc. 1535 Rancho Conejo Boulevard Thousand Oaks CA 91320 | No | No | Yes | No | |
| 1541307 | (Ambergate) Ltd Guernsey Trust Rothschild | C/O Ceres, Inc. 1535 Rancho Conejo Boulevard Thousand Oaks CA 91320 | No | No | Yes | No | |
| 1541383 | C Dana Smith | C/O Ceres, Inc. 1535 Rancho Conejo Boulevard Thousand Oaks CA 91320 | No | No | Yes | No | |
| 1541384 | Trust Logi De Lynda | C/O Ceres, Inc. 1535 Rancho Conejo Boulevard Thousand Oaks CA 91320 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-19 | 73,546 | $3.90 | 2,225,912 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-12-20 | 24,544 | $3.85 | 2,250,456 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 359,000 | Direct |
Footnotes
- Represents the weighted average sales price of shares sold at prices from $3.79 to $3.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
- Held by the Ambergate Trust.
- Represents the weighted average sales price of shares sold at prices from $3.85 to $3.9, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
- Held by the Lynda De Logi Trust.
Billionaire Hedge Funds
