Filing Details

Accession Number:
0001420295-12-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-21 18:21:45
Reporting Period:
2012-12-19
Filing Date:
2012-12-21
Accepted Time:
2012-12-21 18:21:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1381197 Interactive Brokers Group Inc. IBKR Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1361345 Tcv Member Fund, L.p. C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No No Yes
1406509 David Yuan C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No No Yes
1406576 C. John Rosenberg C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No No Yes
1419272 P L Vii(A) Tcv C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No No Yes
1420295 Tcv Vii Lp C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No No Yes
1440008 P Christopher Marshall C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No No Yes
1466999 Technology Crossover Management Vii, Ltd. C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No No Yes
1467001 Technology Crossover Management Vii, L.p. C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No No Yes
1498115 P Timothy Mcadam C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-19 45,793 $14.16 2,243,842 No 4 S Indirect TCV VII, L.P.
Common Stock Disposition 2012-12-19 23,781 $14.16 1,165,280 No 4 S Indirect TCV VII (A), L.P.
Common Stock Disposition 2012-12-19 667 $14.16 32,667 No 4 S Indirect TCV Member Fund, L.P.
Common Stock Disposition 2012-12-20 91,586 $14.12 2,152,256 No 4 S Indirect TCV VII, L.P.
Common Stock Disposition 2012-12-20 47,562 $14.12 1,117,718 No 4 S Indirect TCV VII (A), L.P.
Common Stock Disposition 2012-12-20 1,333 $14.12 31,334 No 4 S Indirect TCV Member Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect TCV VII, L.P.
No 4 S Indirect TCV VII (A), L.P.
No 4 S Indirect TCV Member Fund, L.P.
No 4 S Indirect TCV VII, L.P.
No 4 S Indirect TCV VII (A), L.P.
No 4 S Indirect TCV Member Fund, L.P.
Footnotes
  1. The price reported reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $14.0900 to $14.3650. The Reporting Persons hereby undertake to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr. and Robert W. Trudeau (collectively, the "TCM VI Members"), TCV VI, L.P. and Technology Crossover Management VI, L.L.C. ("TCM VI") on December 21, 2012.
  3. These securities are directly held by TCV VII, L.P. Christopher P. Marshall, Timothy P. McAdam, John C. Rosenberg and David L. Yuan and each of the TCM VI Members (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("TCM VII") and limited partners of Technology Crossover Management VII, L.P. ("Management VII"). TCM VII is the general partner of Management VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, TCM VII and Management VII may be deemed to beneficially own the securities held by TCV VII, L.P., but the TCM VII Directors, TCM VII and Management VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  4. These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of TCM VII and limited partners of Management VII. TCM VII is the general partner of Management VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, TCM VII and Management VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but the TCM VII Directors, TCM VII and Management VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  5. These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of TCM VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VI Members are Class A Members of TCM VI, which is also a general partner of TCV MF. The TCM VII Directors, TCM VII, the TCM VI Members and TCM VI may be deemed to beneficially own certain of the securities held by TCV MF, but the TCM VII Directors, TCM VII, the TCM VI Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  6. The price reported reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $13.9700 to $14.2300. The Reporting Persons hereby undertake to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.