Filing Details
- Accession Number:
- 0001225208-12-025880
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-21 18:02:24
- Reporting Period:
- 2012-12-19
- Filing Date:
- 2012-12-21
- Accepted Time:
- 2012-12-21 18:02:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
357294 | Hovnanian Enterprises Inc | HOV | Operative Builders (1531) | 221851059 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
938549 | K Ara Hovnanian | 110 West Front Street Red Bank NJ 07701 | Chairman Of Bd., Pres. & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2012-12-19 | 350,764 | $5.94 | 3,376,747 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 30,737 | Indirect | Held as trustee of trust for Esther K. Barry's family |
Class A Common Stock | 32,237 | Indirect | Held as trustee of trust for Lucy K. Kalian's family |
Class A Common Stock | 30,487 | Indirect | Held as trustee of trust for Nadia K. Rodriguez's family |
Class A Common Stock | 32,237 | Indirect | Held as trustee of trust for Sossie K. Najarian's family |
Class A Common Stock | 6,700 | Indirect | Held by daughter Serena |
Class A Common Stock | 7,127,392 | Indirect | Held by executors for the Estate of Kevork S. Hovnanian |
Class A Common Stock | 13,974 | Indirect | Held by son Alexander |
Class A Common Stock | 18,000 | Indirect | Held by the Ara K. Hovnanian Family 1994 Long-Term Trust |
Class A Common Stock | 89,099 | Indirect | Held by trust for Esther K. Barry's family |
Class A Common Stock | 103,319 | Indirect | Held by trust for Lucy K. Kalian's family |
Class A Common Stock | 18,000 | Indirect | Held by trust for Nadia K. Rodriguez's family |
Class A Common Stock | 18,000 | Indirect | Held by trust for Sossie K. Najarian's family |
Class A Common Stock | 16,700 | Indirect | Held by wife |
Footnotes
- Represents the weighted average sales price for price increments ranging from $5.83 to $6.01. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
- Held by a trust for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest
- Held by a trust for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest
- Held by a trust for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest
- Held by a trust for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest
- Held by Sirwart Hovnanian, Ara K. Hovnanian, Sossie K. Najarian, Esto K. Barry, Lucy K. Kalian and Nadia K. Rodriguez, Executors of the Estate of Kevork S. Hovnanian, Deceased (the "Executors"). The reporting person is special purpose Executor with respect to investments in securities of the Issuer.
- Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee
- Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
- Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
- Held by The Nadia K. Rodriquez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
- Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest