Filing Details

Accession Number:
0001188070-12-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-21 17:35:11
Reporting Period:
2012-12-19
Filing Date:
2012-12-21
Accepted Time:
2012-12-21 17:35:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387713 Neulion Inc. NLN Cable & Other Pay Television Services (4841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188070 B Charles Wang C/O Neulion, Inc.
1600 Old Country Road
Plainview NY 11803
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-19 5,000,000 $0.00 22,820,650 No 5 G Indirect By AvantaLion LLC
Common Stock Acquisiton 2012-12-20 34,000 $0.26 5,923,044 No 4 P Direct
Common Stock Acquisiton 2012-12-20 50,388 $0.00 5,973,432 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By AvantaLion LLC
No 4 P Direct
No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 128,020 Indirect By trust for benefit of grandchild
Common Stock 128,020 Indirect By trust for benefit of grandchild
Common Stock 40,088,809 Indirect By Spouse
Class 3 Preference Shares 6,313,875 Indirect By JK&B Capital V Special Opportunity Fund, L.P.
Class 4 Preference Shares 4,035,356 Indirect By JK&B Capital V Special Opportunity Fund, L.P.
Footnotes
  1. AvantaLion LLC gifted all of these shares to the Charles B. Wang Multigenerational 2012 Trust in which Mr. Wang does nto have a pecuniary interest.
  2. AvantaLion LLC is a Delaware limited liability company controlled by Mr. Wang.
  3. These trades were executed on the Toronto Stock Exchange, and the purchase price was in Canadian dollars. The purchase price was converted to US dollars at an exchange rate of 1.0196 by the executing broker, BMO Nesbitt Burns, upon the execution of the trades.
  4. Semi-annual directors fee for the second half of 2012.
  5. Mr. Wang is the trustee for the two trusts and his grandchildren are the beneficiaries of the trusts.
  6. Mr. Wang disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Wang is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  7. JK&B Capital V Special Opportunity Fund, L.P. is a limited partnership that is not controlled by Mr. Wang. Mr. Wang has a pecuniary interest in 86% of such fund.