Filing Details
- Accession Number:
- 0001475620-12-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-21 17:21:03
- Reporting Period:
- 2012-12-19
- Filing Date:
- 2012-12-21
- Accepted Time:
- 2012-12-21 17:21:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487730 | Spectrum Brands Holdings Inc. | SPB | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 272166630 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1128172 | E Nathan Fagre | C/O Spectrum Brands Holdings, Inc. 601 Rayovac Drive Madison WI 53711 | Svp And General Counsel | No | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-19 | 3,454 | $44.00 | 16,085 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Rights | $0.00 | 2013-09-30 | 2,500 | 2,500 | Direct | |
Common Stock | Performance Rights | $0.00 | 2013-09-30 | 5,000 | 5,000 | Direct | |
Common Stock | Performance Rights | $0.00 | 2013-09-30 | 2,000 | 2,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-09-30 | 2,500 | 2,500 | Direct |
2013-09-30 | 5,000 | 5,000 | Direct |
2013-09-30 | 2,000 | 2,000 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted by Mr. Faegre on June 15, 2012.
- Includes 5,000 shares of restricted stock of the Issuer scheduled to vest on October 1, 2013 if Mr. Fagre remains employed by the Issuer through September 30, 2013.
- Each performance right represents a contingent right to receive one share of the Issuer's common stock. 50% of the performance rights granted on January 17, 2011 under the Issuer's 2011 Two-Year Equity Award Plan vested on November 16, 2012 and such performance rights settled for 2,500 shares of the Issuer's common stock (the "Two-Year Award"). In addition, an amount equal to the Two-Year Award will vest on September 30, 2013, if Mr. Fagre is employed by the Issuer on such date.
- Each performance right represents a contingent right to receive one share of the Issuer's common stock. 50% of the performance rights granted on November 28, 2011 under the Issuer's 2012 Equity Award Plan vested on November 16, 2012 and such performance rights settled for 5,000 shares of the Issuer's common stock (the "2012 Award"). In addition, an amount equal to the 2012 Award will vest on September 30, 2013, if Mr. Fagre is employed by the Issuer on such date.
- Each performance right represents a contingent right to receive one share of the Issuer's common stock. 50% of the performance rights granted on November 28, 2011 under the Issuer's 2012 Equity Award Plan for exceeding performance targets vested on November 16, 2012 and such performance rights settled for 2,000 shares of the Issuer's common stock. In addition, an amount equal to the settlement will vest on September 30, 2013, if Mr. Fagre is employed by the Issuer on such date.