Filing Details
- Accession Number:
- 0001140361-12-052468
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-21 16:57:12
- Reporting Period:
- 2012-12-19
- Filing Date:
- 2012-12-21
- Accepted Time:
- 2012-12-21 16:57:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1095981 | Cytori Therapeutics Inc. | CYTX | Surgical & Medical Instruments & Apparatus (3841) | 330827593 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184566 | David Rickey | 3020 Callan Road San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-19 | 20,000 | $2.85 | 108,559 | No | 4 | P | Indirect | By Charitable Foundation |
Common Stock | Acquisiton | 2012-12-19 | 12,000 | $2.85 | 158,101 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Charitable Foundation |
No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 34,909 | Indirect | By Annunity Trust |
Restricted Stock Award (Common Stock) | 10,000 | Direct |
Footnotes
- Mr. Rickey purchased the shares in connection with a public offering of company shares which closed on December 19, 2012.
- These securities are owned by the Dave Rickey and Daughters Foundation.
- These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust
- These securities are owned by David M Rickey, Trustee FBO The Rickey Annunity Trust.