Filing Details

Accession Number:
0001140361-12-052468
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-21 16:57:12
Reporting Period:
2012-12-19
Filing Date:
2012-12-21
Accepted Time:
2012-12-21 16:57:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1095981 Cytori Therapeutics Inc. CYTX Surgical & Medical Instruments & Apparatus (3841) 330827593
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184566 David Rickey 3020 Callan Road
San Diego CA 92121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-19 20,000 $2.85 108,559 No 4 P Indirect By Charitable Foundation
Common Stock Acquisiton 2012-12-19 12,000 $2.85 158,101 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Charitable Foundation
No 4 P Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 34,909 Indirect By Annunity Trust
Restricted Stock Award (Common Stock) 10,000 Direct
Footnotes
  1. Mr. Rickey purchased the shares in connection with a public offering of company shares which closed on December 19, 2012.
  2. These securities are owned by the Dave Rickey and Daughters Foundation.
  3. These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust
  4. These securities are owned by David M Rickey, Trustee FBO The Rickey Annunity Trust.