Home > Insider Trading > Filing (0001197637-12-000001)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1002047	Netapp Inc.	NTAP	Computer Storage Devices (3572)	770307520

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1197637	J Daniel Warmenhoven	495 East Java Drive Sunnyvale CA 94089		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-12-20	7,009	$3.57	64,761	No	4	M	Direct
Common Stock	Disposition	2012-12-20	7,009	$33.97	57,752	No	4	S	Direct
Common Stock	Disposition	2012-06-06	4,250	$0.00	2,051,031	No	4	G	Indirect	by Trust
Common Stock	Disposition	2012-09-18	30,500	$0.00	2,020,531	No	4	G	Indirect	by Trust
Common Stock	Disposition	2012-12-11	13,300	$0.00	2,007,231	No	4	G	Indirect	by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	G	Indirect	by Trust
No	4	G	Indirect	by Trust
No	4	G	Indirect	by Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2012-12-20	7,009	$0.00	7,009	$3.57

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2013-01-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	170,000	Indirect	by Lmtd Ptnrshp2
Common Stock	38,032	Indirect	by Trust2

Footnotes

The price in Column 4 is a weighted average price. The sale prices ranged from $33.9602 to $33.97 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Shares held in trust by Daniel J. Warmenhoven & Charmaine A. Warmenhoven, trustees to The Warmenhoven 1987 Revocable Trust UTA dated 12/16/87, as amended.
Shares held by Warmenhoven Ventures LP, a limited partnership of which the Warmenhoven Management Trust is the general partner, of which the reporting person and his wife are the trustees. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.
Option vests with respect to 1/12 of the option shares on January 31, 2003 and the balance in a series of equal month installments over the next 11 months of service thereafter.