Filing Details

Accession Number:
0001047253-12-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-21 16:02:33
Reporting Period:
2012-12-20
Filing Date:
2012-12-21
Accepted Time:
2012-12-21 16:02:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1047253 L Deborah Harmon 2400 N Street, Nw - 6Th Fl
Washington DC 20037
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-12-20 10,966 $7.80 10,966 No 4 M Direct
Class A Common Stock Disposition 2012-12-20 10,966 $16.19 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common 2009 Stock Option Grant (right to buy) Disposition 2012-12-20 10,966 $0.00 10,966 $7.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-04-21 2019-04-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,678 Direct
Class A Common Stock 1,880 Direct
Class A Common Stock 443 Direct
Class A Common Stock 5,181 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common 2008 Stock Option Grant (right to buy) $37.68 2009-04-07 2018-04-07 5,319 5,319 Direct
Class A Common 2011 Stock Option Grant (right to buy) $17.72 2012-04-13 2021-04-13 4,463 4,463 Direct
Class A Common 2012 Stock Option Grant (right to buy) $14.74 2013-04-11 2022-04-11 10,825 10,825 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-04-07 5,319 5,319 Direct
2021-04-13 4,463 4,463 Direct
2022-04-11 10,825 10,825 Direct
Footnotes
  1. 2010 Restricted Stock Grant - 33.33% vest on 4/14/2011; 33.33% vest on 4/14/2012; and 33.33% vest on 4/14/2013. 1,678 shares vested on 4/14/2012 and were transfered to the direct registration account see footnote #4.
  2. 2011 Restricted Stock Grant - 33.33% vest on 4/13/2012; 33.33% vest on 4/13/2013; and 33.33% vest on 4/13/2014. 941 shares vested on 4/13/2012 and were transfered to the direct registration account see footnote #4.
  3. Shares are held in certificate.
  4. Shares are held in Direct Registration Account.
  5. Street account. The price $16.1914 represents a weighed average of sales prices ranging from $16.17 per share to $16.21 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  6. 2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 34.33 exercisable 4/07/2011.
  7. 2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.
  8. 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
  9. 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.