Filing Details
- Accession Number:
- 0001047253-12-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-21 16:02:33
- Reporting Period:
- 2012-12-20
- Filing Date:
- 2012-12-21
- Accepted Time:
- 2012-12-21 16:02:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38067 | Forest City Enterprises Inc | FCEA/FCEB | Operators Of Nonresidential Buildings (6512) | 340863886 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1047253 | L Deborah Harmon | 2400 N Street, Nw - 6Th Fl Washington DC 20037 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-12-20 | 10,966 | $7.80 | 10,966 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-12-20 | 10,966 | $16.19 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common | 2009 Stock Option Grant (right to buy) | Disposition | 2012-12-20 | 10,966 | $0.00 | 10,966 | $7.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-04-21 | 2019-04-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,678 | Direct | |
Class A Common Stock | 1,880 | Direct | |
Class A Common Stock | 443 | Direct | |
Class A Common Stock | 5,181 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common | 2008 Stock Option Grant (right to buy) | $37.68 | 2009-04-07 | 2018-04-07 | 5,319 | 5,319 | Direct |
Class A Common | 2011 Stock Option Grant (right to buy) | $17.72 | 2012-04-13 | 2021-04-13 | 4,463 | 4,463 | Direct |
Class A Common | 2012 Stock Option Grant (right to buy) | $14.74 | 2013-04-11 | 2022-04-11 | 10,825 | 10,825 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-04-07 | 5,319 | 5,319 | Direct |
2021-04-13 | 4,463 | 4,463 | Direct |
2022-04-11 | 10,825 | 10,825 | Direct |
Footnotes
- 2010 Restricted Stock Grant - 33.33% vest on 4/14/2011; 33.33% vest on 4/14/2012; and 33.33% vest on 4/14/2013. 1,678 shares vested on 4/14/2012 and were transfered to the direct registration account see footnote #4.
- 2011 Restricted Stock Grant - 33.33% vest on 4/13/2012; 33.33% vest on 4/13/2013; and 33.33% vest on 4/13/2014. 941 shares vested on 4/13/2012 and were transfered to the direct registration account see footnote #4.
- Shares are held in certificate.
- Shares are held in Direct Registration Account.
- Street account. The price $16.1914 represents a weighed average of sales prices ranging from $16.17 per share to $16.21 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
- 2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 34.33 exercisable 4/07/2011.
- 2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.
- 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
- 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.