Filing Details
- Accession Number:
- 0001209191-12-059037
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-12-21 16:02:28
- Reporting Period:
- 2012-12-03
- Filing Date:
- 2012-12-21
- Accepted Time:
- 2012-12-21 16:02:28
- Original Submission Date:
- 2012-12-05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766704 | Health Care Reit Inc | HCN | Real Estate Investment Trusts (6798) | 341096634 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1242823 | Jr J Charles Herman | 4500 Dorr Street Toledo OH 43615 | Evp & Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-03 | 1,249 | $36.50 | 40,399 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-03 | 2,667 | $45.73 | 43,066 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-04 | 10,000 | $59.31 | 38,573 | No | 4 | S | Indirect | LLC |
Common Stock | Disposition | 2012-12-05 | 3,916 | $0.00 | 39,150 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2012-12-06 | 3,916 | $0.00 | 42,489 | No | 5 | J | Indirect | LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Indirect | LLC |
No | 5 | J | Direct | |
No | 5 | J | Indirect | LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Option (Right to Buy) | Disposition | 2012-12-03 | 1,249 | $0.00 | 1,249 | $36.50 |
Common | Option (Right to Buy) | Disposition | 2012-12-03 | 2,667 | $0.00 | 2,667 | $45.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-01-15 | 2016-01-23 | No | 4 | M | Direct |
0 | 2011-01-15 | 2017-01-22 | No | 4 | M | Direct |
Footnotes
- The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012.
- The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member.
- The shares were transferred by Mr. Herman to the Ohio limited liability company described in footnote 2. No amount was paid in connection with this transfer.
- Options for the purchase of 10,684 shares of common stock at $36.50 per share were granted to Mr. Herman on January 23, 2006, which grant has previously been reported. The partial exercise of these options for the purchase of 9,435 shares has previously been reported. Of the remaining options, options for the purchase of 417 shares vested on January 15, 2009 and options for the purchase of 416 shares vested on January 15 of each of 2010 and 2011.
- The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
- Options for the purchase of 11,279 shares of common stock at $45.73 per share were granted to Mr. Herman on January 22, 2007, which grant has previously been reported. The partial exercise of these options for the purchase of 8,612 shares has previously been reported. Of the remaining options, options for the purchase of 481 shares vested on January 15, 2011 and options for the purchase of 2,186 shares vested on January 15, 2012.