Filing Details
- Accession Number:
- 0001181431-12-066502
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-21 11:36:17
- Reporting Period:
- 2012-12-20
- Filing Date:
- 2012-12-21
- Accepted Time:
- 2012-12-21 11:36:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1473061 | Postrock Energy Corp | PSTR | Crude Petroleum & Natural Gas (1311) | 270981065 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
935356 | J Thomas Edelman | 777 Main Street Suite 2500 Fort Worth TX 76102 | Yes | No | No | No | |
1201989 | A Ben Guill | 600 Travis Suite 6000 Houston TX 77002 | Yes | No | Yes | No | |
1467859 | L.p. Energy Deer White | 700 Louisiana Street Houston TX 77002 | Yes | No | Yes | No | |
1477741 | L.p. Te Energy Deer White | 700 Louisiana Street Houston TX 77002 | Yes | No | Yes | No | |
1492479 | White Deer Energy Fi, L.p. | 700 Louisiana Street Suite 4770 Houston TX 77002 | Yes | No | Yes | No | |
1500937 | Ltd. Energy Guill & Edelman | 700 Louisiana Street Suite 4770 Houston TX 77002 | Yes | No | Yes | No | |
1500938 | L.p. Energy Guill & Edelman | 700 Louisiana Street Suite 4770 Houston TX 77002 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-20 | 4,282,048 | $1.42 | 9,199,922 | No | 4 | P | Indirect | By White Deer Energy L.P. |
Common Stock | Acquisiton | 2012-12-20 | 142,276 | $1.42 | 305,679 | No | 4 | P | Indirect | By White Deer Energy TE L.P. |
Common Stock | Acquisiton | 2012-12-20 | 153,140 | $1.42 | 329,019 | No | 4 | P | Indirect | By White Deer Energy FI L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By White Deer Energy L.P. |
No | 4 | P | Indirect | By White Deer Energy TE L.P. |
No | 4 | P | Indirect | By White Deer Energy FI L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2012-12-20 | 4,282,048 | $0.13 | 4,282,048 | $1.42 |
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2012-12-20 | 142,276 | $0.13 | 142,276 | $1.42 |
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2012-12-20 | 153,140 | $0.13 | 153,140 | $1.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,282,048 | 2012-12-20 | 2020-06-20 | No | 4 | P | Indirect |
142,276 | 2012-12-20 | 2020-06-20 | No | 4 | P | Indirect |
153,140 | 2012-12-20 | 2020-06-20 | No | 4 | P | Indirect |
Footnotes
- Mr. Edelman has been appointed as a director of the Issuer. Edelman & Guill Energy L.P. is the general partner of each of White Deer Energy L.P., White Deer Energy TE L.P. and White Deer Energy FI L.P. (collectively, the "Funds"), Edelman & Guill Energy Ltd. is the general partner of Edelman & Guill Energy L.P., and Messrs. Edelman and Guill are the directors of Edelman & Guill Energy Ltd. Accordingly, each of Edelman & Guill Energy Ltd., Edelman & Guill Energy L.P. and Messrs. Edelman and Guill may be deemed to control the decisions of the Funds. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of these securities for purposes of Section 16 or for any other purpose.
- Pursuant to the Securities Purchase Agreement, dated December 17, 2012, by and among PostRock Energy Corporation (the "Company"), White Deer Energy L.P., White Deer Energy TE L.P. and White Deer Energy FI L.P. (together with White Deer Energy L.P. and White Deer Energy TE L.P., the "Investors" and each an "Investor"), the Warrants are exercisable at a price mutually agreed to by the Company and the Investors before January 31, 2013; provided that the price per share of Common Stock issuable upon exercise of the Warrants shall be no less than $0.125 per share.