Filing Details

Accession Number:
0001181431-12-066502
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-21 11:36:17
Reporting Period:
2012-12-20
Filing Date:
2012-12-21
Accepted Time:
2012-12-21 11:36:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1473061 Postrock Energy Corp PSTR Crude Petroleum & Natural Gas (1311) 270981065
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
935356 J Thomas Edelman 777 Main Street
Suite 2500
Fort Worth TX 76102
Yes No No No
1201989 A Ben Guill 600 Travis
Suite 6000
Houston TX 77002
Yes No Yes No
1467859 L.p. Energy Deer White 700 Louisiana Street
Houston TX 77002
Yes No Yes No
1477741 L.p. Te Energy Deer White 700 Louisiana Street
Houston TX 77002
Yes No Yes No
1492479 White Deer Energy Fi, L.p. 700 Louisiana Street
Suite 4770
Houston TX 77002
Yes No Yes No
1500937 Ltd. Energy Guill & Edelman 700 Louisiana Street
Suite 4770
Houston TX 77002
Yes No Yes No
1500938 L.p. Energy Guill & Edelman 700 Louisiana Street
Suite 4770
Houston TX 77002
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-20 4,282,048 $1.42 9,199,922 No 4 P Indirect By White Deer Energy L.P.
Common Stock Acquisiton 2012-12-20 142,276 $1.42 305,679 No 4 P Indirect By White Deer Energy TE L.P.
Common Stock Acquisiton 2012-12-20 153,140 $1.42 329,019 No 4 P Indirect By White Deer Energy FI L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By White Deer Energy L.P.
No 4 P Indirect By White Deer Energy TE L.P.
No 4 P Indirect By White Deer Energy FI L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (right to buy) Acquisiton 2012-12-20 4,282,048 $0.13 4,282,048 $1.42
Common Stock Common Stock Warrants (right to buy) Acquisiton 2012-12-20 142,276 $0.13 142,276 $1.42
Common Stock Common Stock Warrants (right to buy) Acquisiton 2012-12-20 153,140 $0.13 153,140 $1.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,282,048 2012-12-20 2020-06-20 No 4 P Indirect
142,276 2012-12-20 2020-06-20 No 4 P Indirect
153,140 2012-12-20 2020-06-20 No 4 P Indirect
Footnotes
  1. Mr. Edelman has been appointed as a director of the Issuer. Edelman & Guill Energy L.P. is the general partner of each of White Deer Energy L.P., White Deer Energy TE L.P. and White Deer Energy FI L.P. (collectively, the "Funds"), Edelman & Guill Energy Ltd. is the general partner of Edelman & Guill Energy L.P., and Messrs. Edelman and Guill are the directors of Edelman & Guill Energy Ltd. Accordingly, each of Edelman & Guill Energy Ltd., Edelman & Guill Energy L.P. and Messrs. Edelman and Guill may be deemed to control the decisions of the Funds. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of these securities for purposes of Section 16 or for any other purpose.
  2. Pursuant to the Securities Purchase Agreement, dated December 17, 2012, by and among PostRock Energy Corporation (the "Company"), White Deer Energy L.P., White Deer Energy TE L.P. and White Deer Energy FI L.P. (together with White Deer Energy L.P. and White Deer Energy TE L.P., the "Investors" and each an "Investor"), the Warrants are exercisable at a price mutually agreed to by the Company and the Investors before January 31, 2013; provided that the price per share of Common Stock issuable upon exercise of the Warrants shall be no less than $0.125 per share.