Filing Details
- Accession Number:
- 0001206774-12-004924
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-20 20:29:15
- Reporting Period:
- 2012-12-19
- Filing Date:
- 2012-12-20
- Accepted Time:
- 2012-12-20 20:29:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880562 | Daegis Inc. | DAEG | Services-Prepackaged Software (7372) | 942710559 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1550966 | Deborah Jillson | 1420 Rocky Ridge Drive, Suite 380 Roseville CA 95661 | Division President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-19 | 5,000 | $1.00 | 5,000 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $1.26 | 2022-05-21 | 150,000 | 150,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-05-21 | 150,000 | 150,000 | Direct |
Footnotes
- Option granted 5/21/12, pursuant to the 2010 Stock Option Plan with 25% vesting on May 21, 2013 and the remainder vesting monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Billionaire Hedge Funds
