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Filing Details

Accession Number:: 0001181431-12-066423
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-12-20 20:04:38
Reporting Period:: 2012-12-18

Filing Date:: 2012-12-20
Accepted Time:: 2012-12-20 20:04:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1408356	Solarcity Corp	SCTY	Construction - Special Trade Contractors (1700)	020781046

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1304934	N H John Fisher	C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025	Yes	No	Yes	No
1564069	Draper Associates Riskmasters Fund, Llc	C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025	Yes	No	Yes	No
1565224	Draper Associates Riskmasters Fund Iii, Llc	C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025	Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-12-18	160,396	$0.00	160,396	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2012-12-18	7,561,714	$0.00	7,561,714	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2012-12-18	854,188	$0.00	854,188	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2012-12-18	177,612	$0.00	177,612	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2012-12-18	5,381,876	$0.00	5,381,876	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2012-12-18	204,916	$0.00	204,916	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2012-12-18	435,110	$0.00	435,110	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2012-12-18	26,098	$0.00	26,098	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2012-12-18	705,750	$8.00	8,267,464	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2012-12-18	450,000	$8.00	1,304,188	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2012-12-18	231,300	$8.00	5,613,176	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2012-12-18	19,125	$8.00	224,041	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2012-12-18	18,700	$8.00	453,810	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2012-12-18	13,750	$8.00	39,848	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2012-12-18	61,375	$8.00	61,375	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2012-12-18	190,476	$0.00	190,476	$0.00
Common Stock	Series C Preferred Stock	Disposition	2012-12-18	7,495,366	$0.00	7,495,366	$0.00
Common Stock	Series D Preferred Stock	Disposition	2012-12-18	2,525,094	$0.00	2,525,094	$0.00
Common Stock	Series E Preferred Stock	Disposition	2012-12-18	739,370	$0.00	739,370	$0.00
Common Stock	Series E-1 Preferred Stock	Disposition	2012-12-18	1,440,000	$0.00	1,440,000	$0.00
Common Stock	Series F Preferred Stock	Disposition	2012-12-18	611,096	$0.00	611,096	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

Each share of the issuer's Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock automatically converted into one share of common stock upon the closing of the issuer's initial public offering and has no expiration date.
These shares are owned directly by Draper Associates Riskmasters Fund, LLC.
These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P.
These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P.
These shares are owned directly by Draper Associates, L.P.
These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P.
These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC
These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
These shares are owned directly by Draper Associates Riskmasters Fund III, LLC.
6,380 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 179,238 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., and 4,858 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC.
3,526,570 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 125,548 of these shares are owned directly by Draper Associates, L.P., 3,467,356 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 95,566 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 280,326 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
68,158 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 907,252 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 605,042 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., 12,880 of these shares are owned directly by Draper Associates, L.P., 822,216 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 24,586 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, 66,474 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and 18,486 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
347,874 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 12,384 of these shares are owned directly by Draper Associates, L.P., 342,034 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 9,426 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 27,652 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
752,800 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 26,800 of these shares are owned directly by Draper Associates, L.P., 592,128 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 20,400 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 47,872 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
24,754 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 204,470 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 216,928 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., 141,346 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 5,542 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, 11,428 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and 6,628 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. (continue to footnote 18).
The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010.
The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Baily are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Baily. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.