Filing Details
- Accession Number:
- 0001181431-12-066418
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-20 20:00:20
- Reporting Period:
- 2012-12-18
- Filing Date:
- 2012-12-20
- Accepted Time:
- 2012-12-20 20:00:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1408356 | Solarcity Corp | SCTY | Construction - Special Trade Contractors (1700) | 020781046 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1074910 | C Timothy Draper | C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Yes | No | Yes | No | |
1106255 | P L Associates Draper | C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Yes | No | Yes | No | |
1304934 | N H John Fisher | C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Yes | No | Yes | No | |
1314917 | T Stephen Jurvetson | C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Yes | No | Yes | No | |
1375505 | Draper Fisher Jurvetion Partners Growth Fund 2006 Llc | C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Yes | No | Yes | No | |
1385373 | Draper Fisher Jurvetson Fund Ix Lp | C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Yes | No | Yes | No | |
1385453 | Draper Fisher Jurvetson Growth Fund 2006 Lp | C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Yes | No | Yes | No | |
1451791 | Draper Fisher Jurvetson Partners X, Llc | C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Yes | No | Yes | No | |
1451794 | Draper Fisher Jurvetson Fund X, L.p. | C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Yes | No | Yes | No | |
1476642 | Draper Fisher Jurvetson Partners Ix, Llc | C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-18 | 160,396 | $0.00 | 160,396 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2012-12-18 | 7,561,714 | $0.00 | 7,561,714 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2012-12-18 | 854,188 | $0.00 | 854,188 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2012-12-18 | 177,612 | $0.00 | 177,612 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2012-12-18 | 5,381,876 | $0.00 | 5,381,876 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2012-12-18 | 204,916 | $0.00 | 204,916 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2012-12-18 | 435,110 | $0.00 | 435,110 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2012-12-18 | 26,098 | $0.00 | 26,098 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2012-12-18 | 705,750 | $8.00 | 8,267,464 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2012-12-18 | 450,000 | $8.00 | 1,304,188 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2012-12-18 | 231,300 | $8.00 | 5,613,176 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2012-12-18 | 19,125 | $8.00 | 224,041 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2012-12-18 | 18,700 | $8.00 | 453,810 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2012-12-18 | 13,750 | $8.00 | 39,848 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2012-12-18 | 61,375 | $8.00 | 61,375 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2012-12-18 | 190,476 | $0.00 | 190,476 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2012-12-18 | 7,495,366 | $0.00 | 7,495,366 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2012-12-18 | 2,525,094 | $0.00 | 2,525,094 | $0.00 |
Common Stock | Series E Preferred Stock | Disposition | 2012-12-18 | 739,370 | $0.00 | 739,370 | $0.00 |
Common Stock | Series E-1 Preferred Stock | Disposition | 2012-12-18 | 1,440,000 | $0.00 | 1,440,000 | $0.00 |
Common Stock | Series F Preferred Stock | Disposition | 2012-12-18 | 611,096 | $0.00 | 611,096 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of the issuer's Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock automatically converted into one share of common stock upon the closing of the issuer's initial public offering and has no expiration date.
- These shares are owned directly by Draper Associates Riskmasters Fund, LLC.
- These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P.
- These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P.
- These shares are owned directly by Draper Associates, L.P.
- These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P.
- These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC
- These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
- These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
- These shares are owned directly by Draper Associates Riskmasters Fund III, LLC.
- 6,380 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 179,238 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., and 4,858 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC.
- 3,526,570 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 125,548 of these shares are owned directly by Draper Associates, L.P., 3,467,356 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 95,566 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 280,326 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
- 68,158 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 907,252 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 605,042 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., 12,880 of these shares are owned directly by Draper Associates, L.P., 822,216 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 24,586 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, 66,474 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and 18,486 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
- 347,874 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 12,384 of these shares are owned directly by Draper Associates, L.P., 342,034 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 9,426 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 27,652 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
- 752,800 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 26,800 of these shares are owned directly by Draper Associates, L.P., 592,128 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 20,400 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 47,872 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
- 24,754 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 204,470 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 216,928 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., 141,346 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 5,542 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, 11,428 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and 6,628 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
- John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. (continue to footnote 18).
- The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010.
- The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Baily are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Baily. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.