Filing Details
- Accession Number:
- 0001225208-12-025773
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-20 17:57:16
- Reporting Period:
- 2012-12-20
- Filing Date:
- 2012-12-20
- Accepted Time:
- 2012-12-20 17:57:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489393 | Lyondellbasell Industries N.v. | LYB | Industrial Organic Chemicals (2860) | 980646235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1500309 | B. Craig Glidden | Stationsplein 45 3013 Ak P7 | Evp & Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2012-12-20 | 118,890 | $13.11 | 332,705 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2012-12-20 | 118,890 | $54.65 | 213,815 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2012-12-20 | 118,890 | $0.00 | 118,890 | $13.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
237,776 | 2020-04-30 | No | 4 | M | Direct |
Footnotes
- The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2012.
- This transaction was executed in multiple trades at prices ranging from $54.42 to $54.98. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents restricted stock units granted pursuant to the issuer's long-term incentive plan, including 201,716 granted on April 30, 2010 that vest on April 30, 2015 and 12,099 granted on December 11, 2012, of which 6,050 vest on April 30, 2013 and 6,049 vest on April 30, 2014.
- The option was originally granted on April 30, 2010 and vests in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant.