Filing Details
- Accession Number:
- 0001209191-12-058877
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-20 17:29:36
- Reporting Period:
- 2012-12-18
- Filing Date:
- 2012-12-20
- Accepted Time:
- 2012-12-20 17:29:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
801351 | Warnaco Group Inc | WRC | Women's, Misses', Children's & Infants' Undergarments (2340) | 954032739 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1263730 | Lawrence Rutkowski | C/O The Warnaco Group, Inc. 501 Seventh Avenue New York NY 10018 | Exec. Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-12-18 | 25,900 | $23.21 | 65,497 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-12-18 | 6,100 | $27.07 | 71,597 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-12-18 | 15,650 | $50.13 | 87,247 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-12-18 | 23,550 | $27.02 | 110,797 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-12-18 | 8,333 | $43.28 | 119,130 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-12-18 | 2,967 | $55.57 | 122,097 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-12-18 | 82,500 | $71.48 | 39,597 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Employee stock options (right to purchase) | Disposition | 2012-12-18 | 25,900 | $0.00 | 25,900 | $23.21 |
Common Stock, Par Value $0.01 Per Share | Employee stock options (right to purchase) | Disposition | 2012-12-18 | 6,100 | $0.00 | 6,100 | $27.07 |
Common Stock, Par Value $0.01 Per Share | Employee stock options (right to purchase) | Disposition | 2012-12-18 | 15,650 | $0.00 | 15,650 | $50.13 |
Common Stock, Par Value $0.01 Per Share | Employee stock options (right to purchase) | Disposition | 2012-12-18 | 23,550 | $0.00 | 23,550 | $27.02 |
Common Stock, Par Value $0.01 Per Share | Employee stock options (right to purchase) | Disposition | 2012-12-18 | 8,333 | $0.00 | 8,333 | $43.28 |
Common Stock, Par Value $0.01 Per Share | Employee stock options (right to purchase) | Disposition | 2012-12-18 | 2,967 | $0.00 | 2,967 | $55.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-02-28 | No | 4 | M | Direct | |
0 | 2017-03-07 | No | 4 | M | Direct | |
0 | 2018-05-14 | No | 4 | M | Direct | |
0 | 2019-05-13 | No | 4 | M | Direct | |
4,167 | 2020-03-03 | No | 4 | M | Direct | |
5,933 | 2021-03-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $71.43 to $71.53. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- These options became fully vested on February 28, 2009.
- These options became fully vested on March 7, 2010.
- These options became fully vested on March 5, 2011.
- These options became fully vested on March 4, 2012.
- One-third of the options vested on March 3, 2011 and an additional one-third of the options vested on March 3, 2012. The remaining one-third of the options vest on March 3, 2013.
- One-third of the options vested on March 1, 2012. An additional one-third of the options vest on March 1, 2013 and the remaining one-third of the options vest on March 1, 2014.