Filing Details
- Accession Number:
- 0001179110-12-018074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-20 17:03:49
- Reporting Period:
- 2012-12-17
- Filing Date:
- 2012-12-20
- Accepted Time:
- 2012-12-20 17:03:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 769520 | Middleby Corp | MIDD | Refrigeration & Service Industry Machinery (3580) | 363352497 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1246380 | A Selim Bassoul | C/O The Middleby Corporation 1400 Toastmaster Drive Elgin IL 60120 | Ceo, Chairman, President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-17 | 80,972 | $5.26 | 429,214 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-17 | 28,305 | $129.35 | 400,909 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2012-12-17 | 15,500 | $9.24 | 416,409 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-17 | 5,237 | $129.35 | 411,172 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-12-18 | 35,000 | $130.00 | 376,172 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-17 | 80,972 | $5.26 | 80,972 | $5.26 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-17 | 15,500 | $9.24 | 15,500 | $9.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 325,000 | 2008-03-05 | 2013-03-05 | No | 4 | M | Direct |
| 309,500 | 2003-10-23 | 2013-10-23 | No | 4 | M | Direct |
Footnotes
- Transaction related to the surrender of shares to fund reporting person's tax liability related to stock option exercise.
- Exercise of vested stock options granted on March 5, 2003 at a split adjusted exercise price of $5.255. The option grant vested in 20% increments over a five year period.
- Exercise of vested stock options granted on October 23, 2003 at a split adjusted exercise price of $9.235. The option grant was 100% vested on the date of grant.
- Shares sold pursuant to existing 10b5-1 plan.
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