Filing Details

Accession Number:
0001209191-12-058842
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-20 16:59:06
Reporting Period:
2012-12-18
Filing Date:
2012-12-20
Accepted Time:
2012-12-20 16:59:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042046 American Financial Group Inc AFG Fire, Marine & Casualty Insurance (6331) 311544320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196316 B John Berding 301 East Fourth Street
27Th Floor
Cincinnati OH 45202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-18 26,000 $20.28 124,070 No 4 M Direct
Common Stock Disposition 2012-12-18 26,000 $39.58 98,070 No 4 S Direct
Common Stock Acquisiton 2012-12-20 4,930 $20.28 103,000 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Exercise Disposition 2012-12-18 26,000 $0.00 26,000 $20.28
Common Stock Option Exercise Disposition 2012-12-20 4,930 $0.00 4,930 $20.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,570 2015-02-24 No 4 M Direct
0 2015-02-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 33,271 Indirect By Trust
Common Stock 2,291 Indirect ESPP
Common Stock 1,144 Indirect 401(k)
Footnotes
  1. Reflects transfers of 33,271 shares, including 11,317 shares from the Reporting Person's direct holdings and 21,954 shares from the Reporting Person's Employee Stock Purchase Plan holdings.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.49 to $39.695, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  3. Represents shares held in the Issuer's 401(k) Retirement and Savings Plan. The number of shares of Common Stock is based on a Plan Statement dated as of April 30, 2012.
  4. These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3.