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Filing Details

Accession Number:: 0001181431-12-066177
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-12-20 14:00:52
Reporting Period:: 2012-12-18

Filing Date:: 2012-12-20
Accepted Time:: 2012-12-20 14:00:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1408356	Solarcity Corp	SCTY	Construction - Special Trade Contractors (1700)	020781046

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1560234	E Nancy Pfund	C/O Solarcity Corporation 3055 Clearview Way San Mateo CA 94402		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-12-18	3,552,170	$0.00	3,594,232	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2012-12-18	338,221	$0.00	628,977	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2012-12-18	300,000	$8.00	928,977	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2012-12-18	634,422	$0.00	634,422	$0.00
Common Stock	Series B Preferred Stock	Disposition	2012-12-18	1,285,850	$0.00	1,285,850	$0.00
Common Stock	Series C Preferred Stock	Disposition	2012-12-18	841,552	$0.00	841,552	$0.00
Common Stock	Series D Preferred Stock	Disposition	2012-12-18	698,180	$0.00	698,180	$0.00
Common Stock	Series E-1 Preferred Stock	Disposition	2012-12-18	160,000	$0.00	160,000	$0.00
Common Stock	Series F Preferred Stock	Disposition	2012-12-18	167,036	$0.00	167,036	$0.00
Common Stock	Series G Preferred Stock	Disposition	2012-12-18	41,812	$0.00	41,812	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

Each share of the issuer's Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series F Preferred Stock automatically converted into one share of common stock upon the closing of the issuer's initial public offering and has no expiration date.
Each share of the issuer's Series G Preferred Stock automatically converted into 2.47 shares of common stock upon the closing of the issuer's initial public offering and has no expiration date.
These shares are owned directly by Bay Area Equity Fund I, L.P.
These shares are owned directly by DBL Equity Fund-BAEF II, L.P.
539,184 of these shares are owned directly by Bay Area Equity Fund I, L.P. and 95,238 of these shares are owned directly by DBL Equity Fund-BAEF II, L.P.
1,285,850 of these shares are owned directly by Bay Area Equity Fund I, L.P.
841,552 of these shares are owned directly by Bay Area Equity Fund I, L.P.
656,030 of these shares are owned directly by Bay Area Equity Fund I, L.P. and 42,150 of these shares are owned directly by DBL Equity Fund-BAEF II, L.P.
160,000 of these shares are owned directly by DBL Equity Fund-BAEF II, L.P.
141,780 of these shares are owned directly by Bay Area Equity Fund I, L.P. and 25,256 of these shares are owned directly by DBL Equity Fund-BAEF II, L.P.
35,510 of these shares are owned directly by Bay Area Equity Fund I, L.P. and 6,302 of these shares are owned directly by DBL Equity Fund-BAEF II, L.P.
The reporting person is a managing partner of H&Q Venture Management, L.L.C., doing business as DBL Investors LLC, which is the managing member of Bay Area Equity Fund Managers I, L. L.C.., the general partner of Bay Area Equity Fund I, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.