Filing Details
- Accession Number:
- 0001209191-12-058751
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-20 11:54:48
- Reporting Period:
- 2012-12-18
- Filing Date:
- 2012-12-20
- Accepted Time:
- 2012-12-20 11:54:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 77597 | Spartech Corp | SEH | Miscellaneous Plastics Products (3080) | 430761773 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298013 | Gerard Michael Marcely | C/O Spartech Corporation 120 S. Central Avenue, Suite 1700 Clayton MO 63105 | Svp Sheet Turnaround | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-18 | 15,180 | $4.06 | 62,980 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-18 | 9,593 | $8.92 | 53,387 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2012-12-18 | 10,800 | $8.80 | 64,187 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-18 | 10,702 | $8.92 | 53,485 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2012-12-18 | 27,536 | $4.40 | 81,021 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-18 | 18,111 | $8.92 | 62,910 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-12-18 | 18,600 | $8.89 | 44,310 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-12-19 | 5,000 | $8.95 | 39,310 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2012-12-18 | 15,180 | $0.00 | 15,180 | $4.06 |
| Common Stock | Stock Appreciation Right | Disposition | 2012-12-18 | 10,800 | $0.00 | 10,800 | $8.80 |
| Common Stock | Stock Appreciation Right | Disposition | 2012-12-18 | 27,536 | $0.00 | 27,536 | $4.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-10-23 | 2019-01-27 | No | 4 | M | Direct |
| 0 | 2012-10-23 | 2020-12-15 | No | 4 | M | Direct |
| 0 | 2012-10-23 | 2021-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,616 | Indirect | By 401(k) Plan |
Footnotes
- The stock appreciation rights immediately vested upon approval of the merger with PolyOne by Spartech's Board of Directors on October 23, 2012.
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