Filing Details

Accession Number:
0000947871-12-000779
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-19 21:42:40
Reporting Period:
2012-12-17
Filing Date:
2012-12-19
Accepted Time:
2012-12-19 21:42:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1356576 Supernus Pharmaceuticals Inc SUPN Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1055949 D Samuel Isaly 601 Lexington Avenue
54Th Floor
New York NY 10022
No No Yes No
1055951 Orbimed Advisors Llc 601 Lexington Avenue
54Th Floor
New York NY 10022
No No Yes No
1281668 Orbimed Capital Gp Ii Llc 601 Lexington Avenue
54Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-17 197,815 $6.85 100,000 No 4 S Indirect See Footnotes
Common Stock Disposition 2012-12-18 100,000 $7.08 0 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,402,600 Indirect See Footnotes
Common Stock 899,583 Indirect See Footnotes
Footnotes
  1. This price reported in Column 4 is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $6.79 to $7.32, inclusive. Upon request, the Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares sold at each separate price within the ranges set forth in footnote (1) of this Form 4.
  2. This price reported in Column 4 is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $6.83 to $7.51, inclusive. Upon request, the Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares sold at each separate price within the ranges set forth in footnote (2) of this Form 4.
  3. The Shares reported herein are directly owned by UBS Juniper Crossover Fund, L.L.C. ("Juniper"). OrbiMed Advisors LLC ("Advisors"), a registered adviser under the Investment Advisers Act of 1940, as amended, manages the portfolio of Juniper and may be deemed to have beneficial ownership of Shares held by Juniper by virtue of that relationship. Mr. Samuel D. Isaly ("Isaly"), a natural person, may be deemed to have beneficial ownership of such Shares in his capacity as the managing member of, and holder of a controlling interest, in Advisors.
  4. These Shares are beneficially owned by OrbiMed Private Investments II, LP ("OP II"). OrbiMed Capital GP II LLC ("GP II") is the general partner of OPI II. Advisors is the managing member of GP II. Advisors and GP II may be deemed to have beneficial ownership of Shares held by OPI II by virtue of such relationships. Isaly, a natural person, may be deemed to have beneficial ownership of such Shares in his capacity as the managing member of, and holder of a controlling interest, in Advisors.
  5. These Shares are beneficially owned by OrbiMed Private Investments II (QP), LP ("OPI II QP"). GP II is the general partner of OPI II QP. Advisors is the managing member of GP II. Advisors and GP II may be deemed to have beneficial ownership of Shares held by OPI II QP by virtue of such relationships. Isaly may be deemed to have beneficial ownership of such Shares in his capacity as the managing member of, and holder of a controlling interest, in Advisors.
  6. Each of Advisors, Isaly and GP II disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Persons are beneficial owners for the purpose of Section 16 of the Exchange Act, or for any other purpose.
  7. No transaction has been made with respect to the Shares listed in this row.