Filing Details
- Accession Number:
- 0001179110-12-018013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-19 21:30:43
- Reporting Period:
- 2012-12-17
- Filing Date:
- 2012-12-19
- Accepted Time:
- 2012-12-19 21:30:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198791 | M Kevin Lynch | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Cto, Svp Experience&Technology | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-17 | 9,296 | $24.66 | 58,456 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-17 | 26,863 | $26.53 | 85,319 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-17 | 120,750 | $32.10 | 206,069 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-17 | 4,614 | $24.66 | 210,683 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-17 | 62,043 | $34.64 | 272,726 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-17 | 26,434 | $19.93 | 299,160 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-17 | 250,000 | $37.21 | 49,160 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2012-12-17 | 9,296 | $24.66 | 9,296 | $24.66 |
| Common Stock | Stock Options (right to buy) | Disposition | 2012-12-17 | 26,863 | $26.53 | 26,863 | $26.53 |
| Common Stock | Stock Options (right to buy) | Disposition | 2012-12-17 | 120,750 | $32.10 | 120,750 | $32.10 |
| Common Stock | Stock Options (right to buy) | Disposition | 2012-12-17 | 4,614 | $24.66 | 4,614 | $24.66 |
| Common Stock | Stock Options (right to buy) | Disposition | 2012-12-17 | 62,043 | $34.64 | 62,043 | $34.64 |
| Common Stock | Stock Options (right to buy) | Disposition | 2012-12-17 | 26,434 | $19.93 | 26,434 | $19.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-12-17 | 2015-02-24 | No | 4 | M | Direct |
| 0 | 2012-12-17 | 2015-09-14 | No | 4 | M | Direct |
| 0 | 2012-12-17 | 2015-11-30 | No | 4 | M | Direct |
| 0 | 2012-12-17 | 2015-02-24 | No | 4 | M | Direct |
| 57,957 | 2012-12-17 | 2015-01-24 | No | 4 | M | Direct |
| 5,276 | 2012-12-17 | 2016-01-26 | No | 4 | M | Direct |
Footnotes
- Includes 875 shares acquired on June 29, 2012 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.
- This transaction was executed in multiple trades at prices ranging from $37.2000 to $37.2850. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Options are fully vested and exercisable.
- Vests at a rate of 2.08% per month for 48 months.
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