Filing Details
- Accession Number:
- 0001179110-12-018011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-19 21:25:23
- Reporting Period:
- 2012-12-17
- Filing Date:
- 2012-12-19
- Accepted Time:
- 2012-12-19 21:25:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1120656 | E James Daley | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-17 | 30,000 | $16.21 | 38,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-17 | 30,000 | $37.28 | 8,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-18 | 10,000 | $20.83 | 18,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-18 | 10,000 | $37.48 | 8,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-12-19 | 16,400 | $20.83 | 24,400 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-19 | 16,400 | $37.66 | 8,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-12-17 | 30,000 | $16.21 | 30,000 | $16.21 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-12-18 | 10,000 | $20.83 | 10,000 | $20.83 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-12-19 | 16,400 | $20.83 | 16,400 | $20.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-12-17 | 2013-04-10 | No | 4 | M | Direct |
| 40,000 | 2012-12-18 | 2014-04-29 | No | 4 | M | Direct |
| 23,600 | 2012-12-19 | 2014-04-29 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $37.16 to $37.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- This transaction was executed in multiple trades at prices ranging from $37.45 to $37.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- This transaction was executed in multiple trades at prices ranging from $37.55 to $38.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Options are fully vested and exercisable.
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