Filing Details
- Accession Number:
- 0001179110-12-017994
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-19 18:37:49
- Reporting Period:
- 2012-12-17
- Filing Date:
- 2012-12-19
- Accepted Time:
- 2012-12-19 18:37:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158223 | Affymax Inc | AFFY | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344153 | H Jeffrey Knapp | C/O Affymax, Inc. 4001 Miranda Ave. Palo Alto CA 94304 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-17 | 1,047 | $6.23 | 14,172 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-17 | 313 | $7.04 | 14,485 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-17 | 584 | $10.99 | 15,069 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-17 | 1,000 | $7.99 | 16,069 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-17 | 3,750 | $18.84 | 19,819 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-17 | 6,694 | $22.31 | 13,125 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-17 | 1,047 | $0.00 | 1,047 | $6.23 |
| Common Stock | Stock Option (right to Buy) | Disposition | 2012-12-17 | 313 | $0.00 | 313 | $7.04 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-17 | 584 | $0.00 | 584 | $10.99 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-17 | 1,000 | $0.00 | 1,000 | $7.99 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-17 | 3,750 | $0.00 | 3,750 | $18.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,313 | 2020-07-21 | No | 4 | M | Direct | |
| 10,000 | 2021-07-10 | No | 4 | M | Direct | |
| 583 | 2019-01-14 | No | 4 | M | Direct | |
| 15,250 | 2022-01-30 | No | 4 | M | Direct | |
| 44,332 | 2016-07-27 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The shares were sold at prices ranging from $22.12 to $22.51. The reporting person will provide to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The award vests on a monthly basis in equal installments during the 48 month period beginning on July 22, 2010.
- The award vests on a monthly basis in equal installments during the 48 month period beginning on July 11, 2011.
- The award vests on a monthly basis in equal installments during the 48 month period beginning on January 1, 2009.
- The award vests on a monthly basis in equal installments during the 48 month period beginning on January 1, 2012.
- Fully vested.
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