Filing Details
- Accession Number:
- 0001213184-12-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-19 18:16:10
- Reporting Period:
- 2012-12-17
- Filing Date:
- 2012-12-19
- Accepted Time:
- 2012-12-19 18:16:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
225263 | Newport Corp | NEWP | Laboratory Apparatus & Furniture (3821) | 940849175 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1211644 | F Kenneth Potashner | 1791 Deere Avenue Irvine CA 92606 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-17 | 3,500 | $10.94 | 79,521 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-17 | 1,166 | $12.55 | 78,355 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2012-12-17 | 3,500 | $0.00 | 3,500 | $10.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-11 | No | 4 | M | Direct |
Footnotes
- Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on June 2, 2012.
- Reflects the weighted-average sale price for an aggregate of 1,166 shares sold in multiple transactions at prices ranging from $12.46 to $12.62 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Option vested in full on February 12, 2004.