Filing Details
- Accession Number:
- 0001181431-12-066021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-19 17:41:33
- Reporting Period:
- 2012-12-18
- Filing Date:
- 2012-12-19
- Accepted Time:
- 2012-12-19 17:41:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1408356 | Solarcity Corp | SCTY | Construction - Special Trade Contractors (1700) | 020781046 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1494730 | Elon Musk | C/O Solarcity Corporation 3055 Clearview Way San Mateo CA 94402 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-18 | 10,491,720 | $0.00 | 10,609,976 | No | 4 | C | Indirect | By Trust |
| Common Stock | Acquisiton | 2012-12-18 | 2,897,342 | $0.00 | 13,507,318 | No | 4 | C | Indirect | By Trust |
| Common Stock | Acquisiton | 2012-12-18 | 478,871 | $0.00 | 13,986,189 | No | 4 | C | Indirect | By Trust |
| Common Stock | Acquisiton | 2012-12-18 | 2,279,826 | $0.00 | 16,266,015 | No | 4 | C | Indirect | By Trust |
| Common Stock | Acquisiton | 2012-12-18 | 1,033,592 | $0.00 | 17,299,607 | No | 4 | C | Indirect | By Trust |
| Common Stock | Acquisiton | 2012-12-18 | 1,550,384 | $0.00 | 18,849,991 | No | 4 | C | Indirect | By Trust |
| Common Stock | Acquisiton | 2012-12-18 | 1,875,000 | $8.00 | 20,724,991 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Trust |
| No | 4 | C | Indirect | By Trust |
| No | 4 | C | Indirect | By Trust |
| No | 4 | C | Indirect | By Trust |
| No | 4 | C | Indirect | By Trust |
| No | 4 | C | Indirect | By Trust |
| No | 4 | P | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | Disposition | 2012-12-18 | 10,491,720 | $0.00 | 10,491,720 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2012-12-18 | 2,897,342 | $0.00 | 2,897,342 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2012-12-18 | 478,871 | $0.00 | 478,871 | $0.00 |
| Common Stock | Series D Preferred Stock | Disposition | 2012-12-18 | 2,279,826 | $0.00 | 2,279,826 | $0.00 |
| Common Stock | Series F Preferred Stock | Disposition | 2012-12-18 | 1,033,592 | $0.00 | 1,033,592 | $0.00 |
| Common Stock | Series G Preferred Stock | Disposition | 2012-12-18 | 627,220 | $0.00 | 627,220 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- Each share of the issuer's Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series F Preferred Stock automatically converted into one share of common stock upon the closing of the issuer's initial public offering and has no expiration date.
- Each share of the issuer's Series G Preferred Stock automatically converted into 2.47 shares of common stock upon the closing of the issuer's initial public offering and has no expiration date.
Billionaire Hedge Funds
