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Home > Insider Trading > Filing (0001140361-12-051957)

Filing Details

Accession Number:: 0001140361-12-051957
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-12-19 17:18:34
Reporting Period:: 2012-12-17

Filing Date:: 2012-12-19
Accepted Time:: 2012-12-19 17:18:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1063494	Kbw Inc.	KBW	Security Brokers, Dealers & Flotation Companies (6211)	134055775

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1380492	B. Thomas Michaud	C/O Kbw, Inc. 787 Seventh Ave. New York, NY 10019	Dir., Ceo, Pres., And V. Chair	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2012-12-17	12,700	$15.15	317,103	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2012-12-18	70,300	$15.22	246,803	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2012-12-18	12,382	$15.07	234,421	No	4	D	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2012-12-19	41,000	$15.25	193,421	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	D	Direct
No	4	S	Direct

Footnotes

Sale was effected pursuant to a Rule 10b5-1 plan entered into on November 30, 2012.
Constitutes portion of shares acquired due to acceleration and conversion of vested restricted stock units that were withheld from reporting person in order to comply with applicable tax regulations. Total value of shares withheld equals estimated taxes due as a result of all conversion events.