Filing Details
- Accession Number:
- 0000072333-12-000190
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-19 17:09:36
- Reporting Period:
- 2012-12-17
- Filing Date:
- 2012-12-19
- Accepted Time:
- 2012-12-19 17:09:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183468 | W Blake Nordstrom | C/O Nordstrom, Inc. 1617 Sixth Avenue Seattle WA 98101 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-12-17 | 193,712 | $0.00 | 1,871,099 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2012-12-17 | 462 | $0.00 | 1,871,561 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2012-12-17 | 462 | $0.00 | 376,428 | No | 5 | G | Indirect | By wife |
| Common Stock | Acquisiton | 2012-12-17 | 462 | $0.00 | 31,596 | No | 5 | G | Indirect | By self as trustee for benefit of child |
| Common Stock | Acquisiton | 2012-12-17 | 462 | $0.00 | 29,452 | No | 5 | G | Indirect | By self as trustee for benefit of child |
| Common Stock | Acquisiton | 2012-12-19 | 87,500 | $8.85 | 1,959,061 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-19 | 87,500 | $53.00 | 1,871,561 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By wife |
| No | 5 | G | Indirect | By self as trustee for benefit of child |
| No | 5 | G | Indirect | By self as trustee for benefit of child |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-12-19 | 87,500 | $0.00 | 87,500 | $8.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-03-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 73,714 | Indirect | By 401(k) Plan, per Plan statement dated 11/30/12 |
| Common Stock | 11,974 | Indirect | By self as custodian of child |
Footnotes
- The option exercise and sale reported herein are pursuant to a 10b5-1 Trading Plan entered into on 12/7/12.
- The option vested and became exercisable in four equal annual installments commencing 3/5/2004.
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