Filing Details
- Accession Number:
- 0001209191-12-058632
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-19 17:08:24
- Reporting Period:
- 2012-12-17
- Filing Date:
- 2012-12-19
- Accepted Time:
- 2012-12-19 17:08:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1042046 | American Financial Group Inc | AFG | Fire, Marine & Casualty Insurance (6331) | 311544320 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 942061 | Craig S Lindner | 301 East Fourth Street Cincinnati OH 45202 | Co-Ceo & Co-President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Cmmon Stock | Disposition | 2012-09-07 | 7,600 | $0.00 | 1,820,591 | No | 5 | G | Indirect | #1 |
| Common Stock | Acquisiton | 2012-10-23 | 337 | $0.00 | 1,820,928 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2012-11-01 | 1,500 | $0.00 | 1,819,428 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2012-12-17 | 70,000 | $39.62 | 1,749,428 | No | 4 | S | Indirect | #1 |
| Common Stock | Disposition | 2012-12-18 | 40,000 | $39.62 | 1,709,428 | No | 4 | S | Indirect | #1 |
| Common Stock | Disposition | 2012-12-19 | 15,000 | $39.72 | 1,694,428 | No | 4 | S | Indirect | #1 |
| Common Stock | Acquisiton | 2012-10-23 | 337 | $0.00 | 112,199 | No | 5 | G | Indirect | #3 |
| Common Stock | Acquisiton | 2012-10-23 | 337 | $0.00 | 26,900 | No | 5 | G | Indirect | #6 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | #1 |
| No | 5 | G | Indirect | #1 |
| No | 5 | G | Indirect | #1 |
| No | 4 | S | Indirect | #1 |
| No | 4 | S | Indirect | #1 |
| No | 4 | S | Indirect | #1 |
| No | 5 | G | Indirect | #3 |
| No | 5 | G | Indirect | #6 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 27,799 | Indirect | #12 |
| Common Stock | 225,546 | Indirect | #23 |
| Common Stock | 194,939 | Indirect | #24 |
| Common Stock | 301,805 | Indirect | #25 |
| Common Stock | 27,000 | Indirect | #26 |
| Common Stock | 66,760 | Indirect | #27 |
Footnotes
- Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.50 to $39.80, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3 and 4.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.50 to $39.72.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.60 to $39.775, inclusive.
- Indirect #3: By Frances R. Lindner, Trustee for the Frances R. Lindner living Trust dated 9/13/93. (SCL)
- Indirect #6: FRL, Cust. CFL Under OH Tsfr to Min Act. (SCL)
- Indirect #12: Held in the Company's Retirement and Savings Plan. The number of shares of Common is based on a statement dated as of 12/31/2011. (SCL)
- Indirect #23: CFL TR U/A DTD 4/21/05 FRL TTEE (SCL)
- Indirect #24: My Nyhart TTEE Christine CU Trust Agreement dtd 12/14/00.
- Indirect #25: M. Nyhart TTEE CFL 2010 Consolidation Trust DTD 12/17/2010.
- Indirect #26: M. Nyhart TTEE CFL 2010 Special Trust DTD 12/17/10.
- Indirect #27: Shares voting and dispositive power and holds a remainder interest in shares held by charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.
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