Filing Details
- Accession Number:
- 0001203311-12-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-19 16:50:53
- Reporting Period:
- 2012-12-17
- Filing Date:
- 2012-12-19
- Accepted Time:
- 2012-12-19 16:50:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202785 | Eric Dobmeier | 21823 30Th Drive Se Bothell WA 98021 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-17 | 7,864 | $10.20 | 109,275 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-17 | 4,554 | $10.29 | 113,829 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-17 | 50,000 | $11.09 | 163,829 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-17 | 50,000 | $23.70 | 113,829 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-12-17 | 7,864 | $0.00 | 7,864 | $10.20 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-12-17 | 4,554 | $0.00 | 4,554 | $10.29 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-12-17 | 50,000 | $0.00 | 50,000 | $11.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-05-25 | No | 4 | M | Direct | |
| 0 | 2017-08-28 | No | 4 | M | Direct | |
| 50,983 | 2018-08-27 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Eric Dobmeier on November 14, 2012.
- 23.6991 represents an average price per share for the shares sold on 11/19/2012. The sell price for shares sold on this day ranged from $23.49 to $23.97.
- Amount of securities beneficially owned following reported transactions includes 51,220 Restricted Stock Units subject to vesting.
- Shares vested at a rate of 25% on 5/25/08 and monthly thereafter until all the shares were fully vested on 5/25/11.
- Shares vested at a rate of 25% on 8/28/08 and monthly thereafter until all the shares were fully vested on 8/28/11.
- Shares vested at a rate of 25% on 8/27/09 and monthly thereafter until all the shares were fully vested on 8/27/12.
Billionaire Hedge Funds
